ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
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16/11/2011 | 2011/379 | Final report- ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive | Fund Management | Technical Advice | PDF 3.51 MB |
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23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
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23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
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17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
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17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
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20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
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02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
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24/10/2012 | JC/2012/88 | EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 590.58 KB |
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16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
16/01/2013 | JC/2013/02 | Joint Committee of the ESAs’ 2013 Work Programme | Joint Committee | Reference | PDF 78.96 KB |
In 2013, the Joint Committee will give high priority to the areas of consumer protection and risk analysis. The Joint Committee will also pursue the regulatory work initiated in 2012 in key areas such as Financial Conglomerates, AntiMoney Laundering and Credit Ratings, and will give more visibility to its work to externalstakeholders. | |||
04/02/2013 | 2013/14 | Call for expressions of interest: Consultative Working Group for ESMA’s Investment Management Standing Committee | Fund Management | Reference | PDF 129.5 KB |
To apply, please use the below Application form | |||
05/07/2013 | 2013/ITMG/14 | Terms of Reference IT Management and Governance Group | ITMG | Reference | PDF 46.39 KB |
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13/08/2013 | 2013/611 SV | Key concepts of the AIFMD | Fund Management | Reference | PDF 84.4 KB |
Riktlinjer Riktlinjer om nyckelbegrepp i direktivet om förvaltare av alternativa investeringsfonder | |||
20/08/2013 | 2013/1119 | Opinion on draft regulatory technical standards on types of AIFMs under Article 4(4) of Directive 2011/61/EU | Fund Management | Reference | PDF 247.02 KB |
The European Securities and Markets Authority (ESMA) submitted its formal opinion to the European Commission on 13 August, in response to the letter received on 8 July, on draft regulatory technical standards under Article 4(4) of Directive 2011/61/EU. The opinion was issued in accordance with Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010. | |||
02/10/2013 | JC/2013/051 | Joint Committee of the ESAs’ 2014 Work Programme | Joint Committee | Reference | PDF 90.99 KB |
The Joint Committee of the European Supervisory Authorities (EBA, ESMA, EIOPA) publishes today its Work Programme for next year. Throughout 2014, the Joint Committee will give high priority to the areas of Consumer Protection and Cross-Sectoral Risk Analysis, as in the current year. The Joint Committee will also bring forward its regulatory work already underway in key areas such as Financial Conglomerates, Anti-Money Laundering, Benchmark setting processes and Credit Rating Agencies. Furthermore, the Joint Committee will keep on monitoring closely legislative and regulatory developments both at the European and international level, so as to ensure appropriate and timely follow-up, including in relation to Systemically Important Financial Institutions (SIFIs). | |||
16/10/2013 | 2013/LCC/Recruitment | ESMA Specific Privacy Notice – Selections and Recruitments | Careers, Corporate Information | Reference | PDF 70.67 KB |
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15/11/2013 | 2013/1359 | Consolidated AIFMD reporting template (revised) | Fund Management | Reference | XLSX 4.15 MB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. | |||
15/11/2013 | 2013/1360 | Tables 8-9-10 of Annex 2 of ESMA guidelines on AIFMD reporting obligation (revised) | Fund Management | Reference | XLSX 310.05 KB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. | |||
15/11/2013 | 2013/1586 | AIFMD Reporting- Annex 2-Tables 1-7 | Fund Management | Reference | XLSX 30.46 KB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. |