ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
202
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Short Selling filter Short Selling
- Guidelines and Technical standards (553) Apply Guidelines and Technical standards filter
- CESR Archive (279) Apply CESR Archive filter
- Joint Committee (95) Apply Joint Committee filter
- MiFID - Investor Protection (89) Apply MiFID - Investor Protection filter
- Post Trading (56) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (26) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (23) Apply MiFID - Secondary Markets filter
- Market Abuse (20) Apply Market Abuse filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Prospectus (19) Apply Prospectus filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Market Integrity (10) Apply Market Integrity filter
- Benchmarks (5) Apply Benchmarks filter
- CCP Directorate (4) Apply CCP Directorate filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Corporate Information (1) Apply Corporate Information filter
- COVID-19 (1) Apply COVID-19 filter
- IAS Regulation (1) Apply IAS Regulation filter
- International cooperation (1) Apply International cooperation filter
- Press Releases (1) Apply Press Releases filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Final Report filter Final Report
- Press Release (96) Apply Press Release filter
- Reference (90) Apply Reference filter
- Consultation Paper (69) Apply Consultation Paper filter
- Opinion (43) Apply Opinion filter
- Statement (29) Apply Statement filter
- Decision (24) Apply Decision filter
- Report (22) Apply Report filter
- Letter (21) Apply Letter filter
- Speech (21) Apply Speech filter
- Technical Advice (18) Apply Technical Advice filter
- Compliance table (11) Apply Compliance table filter
- Technical Standards (10) Apply Technical Standards filter
- Q&A (9) Apply Q&A filter
- Annual Report (6) Apply Annual Report filter
Your filters
Credit Rating Agencies X Short Selling X Fund Management X Guidelines & Recommendations X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/04/2011 | 2011/112 | Final report- Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS | Fund Management | Final Report | PDF 166.5 KB |
||||
| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
| 12/01/2012 | 2012/3 | Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 | Credit Rating Agencies | Final Report | PDF 141.98 KB |
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered. | |||
| 22/03/2012 | 2012/207 | ESMA’s Report on the Supervision of Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 323.81 KB |
This report provides an overview of ESMA’s supervisory activity on Credit Rating Agencies (CRAs) registered in the European Union and summarises the results of ESMA’s first examination of the three groups of registered CRAs (Fitch Ratings, Moody's Investors Services, and Standard & Poor's Rating Services). The examination referred to in this document is the first step in an ongoing supervisory process conducted by ESMA and therefore does not represent a full scope investigation. The observations set forth in this Report refer to common issues affecting CRAs activities. As of the date of this document, ESMA has not determined whether any observation highlighted below constitutes a breach of the provisions of the Regulation. ESMA is still progressing in its assessment of the areas discussed in this Report. This Report is not based on a decision by ESMA’s Board of Supervisors; therefore it is published without prejudice to the possibility of further investigations which could lead to enforcement or supervisory actions. | |||
| 28/03/2012 | 2012/197 | Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.27 KB |
To access the translations, please use the links on the left. | |||
| 28/03/2012 | 2012/197 bg | Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 281.24 KB |
||||
| 28/03/2012 | 2012/197 cz | Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.01 KB |
||||
| 28/03/2012 | 2012/197 dk | Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.1 KB |
||||
| 28/03/2012 | 2012/197 de | Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 271.45 KB |
||||
| 28/03/2012 | 2012/197 ee | Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 256.21 KB |
||||
| 28/03/2012 | 2012/197 el | Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.24 KB |
||||
| 28/03/2012 | 2012/197 es | Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.49 KB |
||||
| 28/03/2012 | 2012/197 fi | Ohjeet riskinarvioinnista ja tietyn tyyppisten strukturoitujen yhteissijoitusyritysten kokonaisriskin laskennasta | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.62 KB |
||||
| 28/03/2012 | 2012/197 fr | Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.25 KB |
||||
| 28/03/2012 | 2012/197 ga | Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.37 KB |
||||
| 28/03/2012 | 2012/197 hu | Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 274.08 KB |
||||
| 28/03/2012 | 2012/197 it | Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 265.68 KB |
||||
| 28/03/2012 | 2012/197 lt | Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 262.77 KB |
||||
| 28/03/2012 | 2012/197 lv | Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 270.71 KB |
||||
| 28/03/2012 | 2012/197 mt | Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 272.33 KB |