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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2012 2012/641 ESMA approves Axesor S.A. as a credit rating agency Credit Rating Agencies, Press Releases Statement PDF
83.07 KB
20/03/2013 2013/336 ESMA certifies Kroll Bond Rating Agency to operate in the EU Credit Rating Agencies Statement PDF
76.36 KB
07/05/2014 2014/477 ESMA approves EuroRating as a credit rating agency Credit Rating Agencies Statement PDF
75.01 KB		 The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014.
31/07/2014 2014/944 Potential Risks Associated with Investing in Contingent Convertible Instruments Warnings and publications for investors, Innovation and Products Statement PDF
106.1 KB		 The European Securities and Markets Authority (ESMA) is issuing this statement to clarify to institutional investors risks from a newly emerging asset class referred to by most market participants as contingent convertibles instruments (CoCos). If they work as intended in a crisis CoCos will play an important role to inhibit risk transfer from debt holders to taxpayers. They along with standards to improve the quality and quantity of bank capital reflect a considerate response to the former regulatory capital framework. However, it is unclear as to whether investors fully consider the risks of CoCos and correctly factor those risks into their valuation. ESMA believes there are specific risks to CoCos and that investors should take those risks into consideration prior to investing in these instruments.
07/11/2014 2014/1345 ESMA certifies HR Ratings de México to operate in the EU Credit Rating Agencies Statement PDF
87.87 KB		 The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014.
24/11/2014 2014/1399 Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency Credit Rating Agencies Statement PDF
134.62 KB		 The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency.
12/12/2014 2014/1486 Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU Credit Rating Agencies Statement PDF
88.76 KB		 The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”.
08/10/2015 2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Management Board Summary of Conclusions PDF
153.07 KB
27/10/2015 2015/1605 Public Statement- INC Rating registration FINAL Credit Rating Agencies Statement PDF
136.3 KB
30/11/2015 2015/MB/60rev SoC Management Board 23 September 2015 Management Board Summary of Conclusions PDF
64.17 KB
01/12/2015 2015/1778 Public Statement- Expert RA registration Credit Rating Agencies Statement PDF
123.49 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions PDF
63.93 KB
29/01/2016 2016/MB/3rev1 SoC Management Board December 2015 Management Board Summary of Conclusions PDF
159.29 KB
05/04/2016 2016/MB/18rev1 Summary of conclusions MB meeting 26/01/2016 Management Board Summary of Conclusions PDF
207.02 KB
26/05/2016 2016/MB/35rev1 Summary of conclusions MB meeting 22/03/2016 Management Board Summary of Conclusions PDF
147.69 KB
13/07/2016 2016/1122 Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies Credit Rating Agencies Statement PDF
477.03 KB
21/07/2016 2016/1159 Public notice- Infrigement by Fitch Credit Rating Agencies, Press Releases Statement PDF
324.96 KB
01/10/2016 MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Management Board Summary of Conclusions PDF
230.75 KB
10/11/2016 2016/MB/80rev1 Summary of Conclusions Management Board meeting 27/09/2016 Management Board Summary of Conclusions PDF
328.13 KB
16/12/2016 2016/MB/90rev1 Summary of Conclusions Management Board meeting 08/11/2016 Management Board Summary of Conclusions PDF
229.26 KB

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