ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2011 | 2011/62 | 10th Extract from EECS's Database of Enforcement Decisions | IFRS Supervisory Convergence | Final Report | PDF 361.42 KB |
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| 14/04/2011 | 2011/112 | Final report- Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS | Fund Management | Final Report | PDF 166.5 KB |
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| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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| 21/10/2011 | 2011/355 | Report- Activity Report on IFRS Enforcement in 2010 | IFRS Supervisory Convergence | Final Report | PDF 128.34 KB |
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| 10/11/2011 | 2011/372 | Final report- Review of European enforcers on the implementation of IFRS 8 | IFRS Supervisory Convergence | Final Report | PDF 584.18 KB |
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| 12/01/2012 | 2012/3 | Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 | Credit Rating Agencies | Final Report | PDF 141.98 KB |
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered. | |||
| 22/03/2012 | 2012/207 | ESMA’s Report on the Supervision of Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 323.81 KB |
This report provides an overview of ESMA’s supervisory activity on Credit Rating Agencies (CRAs) registered in the European Union and summarises the results of ESMA’s first examination of the three groups of registered CRAs (Fitch Ratings, Moody's Investors Services, and Standard & Poor's Rating Services). The examination referred to in this document is the first step in an ongoing supervisory process conducted by ESMA and therefore does not represent a full scope investigation. The observations set forth in this Report refer to common issues affecting CRAs activities. As of the date of this document, ESMA has not determined whether any observation highlighted below constitutes a breach of the provisions of the Regulation. ESMA is still progressing in its assessment of the areas discussed in this Report. This Report is not based on a decision by ESMA’s Board of Supervisors; therefore it is published without prejudice to the possibility of further investigations which could lead to enforcement or supervisory actions. | |||
| 28/03/2012 | 2012/197 | Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.27 KB |
To access the translations, please use the links on the left. | |||
| 28/03/2012 | 2012/197 bg | Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 281.24 KB |
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| 28/03/2012 | 2012/197 cz | Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.01 KB |
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| 28/03/2012 | 2012/197 dk | Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.1 KB |
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| 28/03/2012 | 2012/197 de | Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 271.45 KB |
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| 28/03/2012 | 2012/197 ee | Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 256.21 KB |
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| 28/03/2012 | 2012/197 el | Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.24 KB |
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| 28/03/2012 | 2012/197 es | Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.49 KB |
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| 28/03/2012 | 2012/197 fi | Ohjeet riskinarvioinnista ja tietyn tyyppisten strukturoitujen yhteissijoitusyritysten kokonaisriskin laskennasta | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.62 KB |
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| 28/03/2012 | 2012/197 fr | Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.25 KB |
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| 28/03/2012 | 2012/197 ga | Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.37 KB |
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| 28/03/2012 | 2012/197 hu | Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 274.08 KB |
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| 28/03/2012 | 2012/197 it | Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 265.68 KB |