ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO CESR Archive Annual Report PDF
378.9 KB
05/03/2002 02-039b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
59.08 KB		 Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee.
01/01/2003 2001-2002 CESR Annual Report for 2001-2002 CESR Archive Annual Report PDF
12.39 MB
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
129.89 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.
03/03/2004 03-396 CESR Annual Report for 2003 CESR Archive Annual Report PDF
1.54 MB		 CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission CESR Archive Annual Report PDF
167.29 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
07/04/2005 05-013 CESR Annual Report for 2004 CESR Archive Annual Report PDF
2.62 MB		 The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission
26/06/2006 06-004 CESR Annual Report for 2005 CESR Archive Annual Report PDF
2.08 MB
08/12/2006 06-421 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
253.44 KB
28/09/2007 07-003 CESR Annual Report for 2006 CESR Archive Annual Report PDF
2.88 MB
30/01/2008 07-671 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
384.66 KB
25/07/2008 08-103 CESR Annual Report for 2007 CESR Archive Annual Report PDF
4.89 MB
17/10/2008 08-678 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
347.11 KB
27/07/2009 09-744 CESR Annual Report for 2008 CESR Archive Annual Report PDF
3.8 MB
18/11/2009 09-782 CESR 2009 Half-Yearly Report CESR Archive Annual Report PDF
925.93 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
18/06/2010 10-766 CESR Annual Report for 2009 CESR Archive Annual Report PDF
4.59 MB
26/10/2010 10-1027 CESR 2010 Half-Yearly Report CESR Archive Annual Report PDF
902.07 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
28/09/2015 2015-ESMA-1455 Final Report MAR TS Market Abuse Technical Standards PDF
1.77 MB

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