ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/03/2000 | 00-040 | Press release- FESCO agrees on an European definition of "Professional investors" | CESR Archive, Press Releases | Press Release | PDF 17.44 KB |
A common categorisation of investors for the application of Rules on Investor Protection is a major contribution to a common regulation of the European Single Market for financial services. |
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| 10/05/2000 | 00-055b | Press release- FESCO proposes to create a passport for European issuers | CESR Archive, Press Releases | Press Release | PDF 13.94 KB |
In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses. The paper is open for public consultation for a period of 3 months. |
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| 07/02/2001 | 01-007 | Press release- FESCO consultative paper on the "Harmonisation of Core Conduct of Business Rules for Investors Protection" | CESR Archive, Press Releases | Press Release | PDF 38.02 KB |
FESCO agrees to start a consultation on a new paper on "the Harmonisation of Core Conduct of Business Rules for Investors Protection" (ref. FESCO/00-124b). This paper complements the paper adopted in March 2000 on the categorisation of investors for the purpose of conduct of business rules. The elaboration of these documents is a significant contribution to the EU Action Plan for Financial Services. The document is open to public consultation for a period of 3 months. |
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| 11/05/2005 | 05-331 | Press release- Facilitating the implementation of the Market Abuse Directive | Market Abuse, Press Releases | Press Release | PDF 72.91 KB |
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| 22/11/2007 | 07-762 | Press release- CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse, Press Releases | Press Release | PDF 82.23 KB |
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| 07/03/2008 | 08-209 | Press release- CESR increases confidence for retail investors with the development of a retail investor guide on MiFID | CESR Archive, Press Releases | Press Release | PDF 77.51 KB |
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| 24/02/2009 | 09-204 | Press Release- CESR Members re-elect Eddy Wymeersch as Chair and Carlos Tavares as Vice-Chair of CESR | CESR Archive, Press Releases | Press Release | PDF 97.63 KB |
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| 26/10/2010 | 10-1158 | CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus | CESR Archive, Audit | Letter | PDF 156.61 KB |
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| 10/12/2010 | 10-1353 | CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and | CESR Archive, Audit | Letter | PDF 140.38 KB |
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| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
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| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
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| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
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| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
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| 11/01/2011 | 2011/20 | Press release- ESMA becomes operational | Press Releases | Press Release | PDF 135.75 KB |
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| 13/01/2011 | 2011/24 | Press release- Steven Maijoor is selected as ESMA’s first Chair | Press Releases | Press Release | PDF 151.5 KB |
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| 18/01/2011 | 2011/27 | Press release- ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations | Press Releases, Supervisory convergence | Press Release | PDF 31.5 KB |
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| 26/01/2011 | 2011/35 | Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Consultation Paper | PDF 3.85 MB |
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| 03/02/2011 | 2011/43 | Press release- EP approves Steven Maijoor to be ESMA's first Chair | Press Releases | Press Release | PDF 421.01 KB |
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| 22/02/2011 | 2011/60 | Press Release- ESMA nominates Verena Ross Executive Director | Press Releases | Press Release | PDF 29.16 KB |
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| 08/03/2011 | EC 21-02-11 | Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD | Fund Management | Letter | PDF 149.8 KB |