ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
145
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
ONGOING Procedure X Technical Advice X Decision X Reference X Securities Financing Transactions X CESR Archive X MiFID - Investor Protection X Supervisory convergence X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
26/06/2020 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
103.45 KB
05/06/2020 ESMA42-111-4966 ESMA Peer Review Methodology Reference PDF
312.79 KB

This document replaces the previous version of the Peer Review Methodology

02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form , , Reference DOCX
774.63 KB
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II , Technical Advice PDF
231.84 KB
27/03/2020 ESMA70-151-3035 PTRR consultation_Response Form , Reference DOCX
774.88 KB
27/03/2020 ESMA74-362-546 Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT , , Reference DOCX
771.64 KB
27/03/2020 ESMA74-362-113 Response form-Table of fields- CP on the TS under EMIR REFIT , , Reference XLSX
67.82 KB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Technical Advice PDF
425.6 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Reference PDF
105.88 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
04/06/2019 ESMA35-30-658 ESMA35-30-658 IPISC CWG CALL FOR INTEREST Reference PDF
162.62 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Reference XLSX
120.19 KB
27/05/2019 ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Reference DOCX
757.3 KB
30/04/2019 ESMA35-43-1912 CFD Renewal 3- Notice Reference PDF
183.2 KB
encsdadeelesetenfrhrhultmtnlitlvplenroskslsv
04/04/2019 ESMA35-36-1640 MiFID II Supervisory Briefing on Appropriateness Reference PDF
326.68 KB
27/03/2019 ESMA35-43-1862 BO Renewal Decision 3 Notice Reference PDF
83.42 KB
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes
22/03/2019 esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD , , Reference PDF
187.17 KB
11/02/2019 ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms , , Reference PDF
469.29 KB

Pages