ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
4
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- Corporate Information (79) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (76) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (25) Apply CESR Archive filter
- Post Trading (24) Apply Post Trading filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Fund Management (12) Apply Fund Management filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Joint Committee (6) Apply Joint Committee filter
- Prospectus (5) Apply Prospectus filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Short Selling (4) Apply Short Selling filter
- Innovation and Products (3) Apply Innovation and Products filter
- Market Integrity (3) Apply Market Integrity filter
- Securitisation (3) Apply Securitisation filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Procurement (2) Apply Procurement filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Final Report (15) Apply Final Report filter
- Reference (15) Apply Reference filter
- Consultation Paper (11) Apply Consultation Paper filter
- Press Release (7) Apply Press Release filter
- Opinion (6) Apply Opinion filter
- Report (6) Apply Report filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Letter (2) Apply Letter filter
- CESR Document (1) Apply CESR Document filter
- Speech (1) Apply Speech filter
- Statement (1) Apply Statement filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |