ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
86
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trade Repositories filter Trade Repositories
- Speeches (160) Apply Speeches filter
- Corporate Information (90) Apply Corporate Information filter
- CESR Archive (44) Apply CESR Archive filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Post Trading (44) Apply Post Trading filter
- MiFID - Secondary Markets (38) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (32) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- Innovation and Products (23) Apply Innovation and Products filter
- Joint Committee (14) Apply Joint Committee filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- Board of Supervisors (11) Apply Board of Supervisors filter
- Market Abuse (9) Apply Market Abuse filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (6) Apply CCP Directorate filter
- Short Selling (6) Apply Short Selling filter
- Securitisation (5) Apply Securitisation filter
- Management Board (4) Apply Management Board filter
- Procurement (4) Apply Procurement filter
- Corporate Finance (3) Apply Corporate Finance filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- Reference (146) Apply Reference filter
- Guidelines & Recommendations (119) Apply Guidelines & Recommendations filter
- Press Release (107) Apply Press Release filter
- Consultation Paper (80) Apply Consultation Paper filter
- Final Report (76) Apply Final Report filter
- Report (60) Apply Report filter
- Statement (54) Apply Statement filter
- Opinion (51) Apply Opinion filter
- Letter (42) Apply Letter filter
- Q&A (17) Apply Q&A filter
- Decision (11) Apply Decision filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
ONGOING Procedure X Technical Advice X Technical Standards X Compliance table X Annual Report X Speech X Supervisory convergence X Prospectus X Trade Repositories X Market Integrity X Transparency X Fund Management X Benchmarks X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
| 21/09/2020 | ESMA80-187-627 | City Week 2020 Speech | Benchmarks, Speeches | Speech | PDF 160.6 KB |
||||
| 11/04/2017 | ESMA31-68-153 | Closing Keynote CMU Mid Term Review Public Hearing- Steven Maijoor | Speeches, Supervisory convergence | Speech | PDF 154.17 KB |
||||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |