ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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21/06/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.15 MB |
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15/06/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 998.78 KB |
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07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
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20/05/2022 | ESMA65-8-6560 | Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting | Post Trading | Reference | PDF 1.75 MB |
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20/05/2022 | ESMA65-8-7109 | Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting | Post Trading | Reference | PDF 1018.94 KB |
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20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
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20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
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12/05/2022 | ESMA WP-2022-02 | ESMA working paper on Financial stability risks from cloud outsourcing | Innovation and Products | Reference | PDF 746.79 KB |
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12/05/2022 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 301.23 KB |
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25/04/2022 | ESMA70-151-2218 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 678.85 KB |
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11/04/2022 | ESMA70-447-1897 | CSDR Settlement Fails Reporting- List of SSS IDs and SSS Names | Post Trading | Reference | XLSX 31.1 KB |
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28/03/2022 | ESMA 50-165-2078 | Fund performance during market stress – The Corona experience | Fund Management, Innovation and Products | Reference | PDF 387.61 KB |
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25/03/2022 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 425.53 KB |
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24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
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28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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10/02/2022 | ESMA 80-195-1352 | Text mining ESG disclosures in rating agency press releases | Credit Rating Agencies, Innovation and Products, Sustainable finance | Reference | PDF 403.58 KB |
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31/01/2022 | ESMA70-156-5292 | Trading Venues with the Highest Turnover for Bonds | Post Trading | Reference | XLSX 2.18 MB |
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28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |