ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
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| 13/04/2022 | ESMA70-156-4966 | Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 157.26 KB |
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| 14/12/2021 | ESMA74-362-2176 | Guidelines on calculation of positions in SFTs by Trade Repositories | Market data, Post Trading, Securities Financing Transactions | Guidelines & Recommendations | PDF 272.07 KB |
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| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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| 28/10/2021 | ESMA35-36-2319 EN | Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 584.29 KB |
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| 25/08/2021 | Joint Committee | JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions | Joint Committee | Guidelines & Recommendations | PDF 1.34 MB |
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| 25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector | Joint Committee | Guidelines & Recommendations | ZIP 7.53 MB |
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| 25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings | Joint Committee | Guidelines & Recommendations | PDF 584.04 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Guidelines on Consistency of supervisory practices for FiCos | Joint Committee | Guidelines & Recommendations | ZIP 6.5 MB |
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| 25/08/2021 | Joint Committee | JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates | Joint Committee | Guidelines & Recommendations | PDF 310.5 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Joint Committee | Guidelines & Recommendations | ZIP 3.38 MB |
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| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
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| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
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| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
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| 10/05/2021 | ESMA50-164-4285 | Guidelines On outsourcing to cloud service providers | Innovation and Products | Guidelines & Recommendations | PDF 241.56 KB |
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| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
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| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |