ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 04/06/2020 | ESMA71-99-1338 | Scope Ratings Enforcement Action | Credit Rating Agencies, Press Releases | Press Release | PDF 127.88 KB |
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| 13/05/2020 | ESMA71-99-1327 | Press Release CLO Thematic Report | COVID-19, Credit Rating Agencies, Press Releases | Press Release | PDF 123.56 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 05/12/2019 | ESMA71-99-1255 | PR on GLs for CRAs internal control functions | Credit Rating Agencies, Press Releases | Press Release | PDF 86.68 KB |
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| 18/07/2019 | ESMA71-99-1199 | Press Release for CRA sustainability | Credit Rating Agencies, Sustainable finance | Press Release | PDF 79.07 KB |
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| 27/05/2019 | ESMA71-99-1166 | Press release: ESMA registers Inbonis SA as credit rating agency | Credit Rating Agencies | Press Release | PDF 75.61 KB |
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| 18/03/2019 | ESMA71-99-1127 | Press release: ESMA registers Beyond Ratings SAS as credit rating agence | Credit Rating Agencies | Press Release | PDF 75.72 KB |
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| 19/02/2019 | ESMA71-99-1112 | Press release- ESMA supervision to focus on data, Brexit and cybersecurity in 2019 | Credit Rating Agencies | Press Release | PDF 79.6 KB |
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| 01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
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| 19/12/2018 | ESMA71-99-1085 | Press release- ESMA consults on measures to promote sustainability in EU capital markets | Credit Rating Agencies, Fund Management, MiFID - Investor Protection | Press Release | PDF 125.69 KB |
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| 14/12/2018 | esma71-99-1076 | ESMA registers DBRS GmbH as credit rating agency | Credit Rating Agencies | Press Release | PDF 231.83 KB |
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| 03/12/2018 | ESMA71-99-1071 | Press release- ESMA registers A.M. Best (EU) Rating Services B.V. as credit rating agency | Credit Rating Agencies | Press Release | PDF 299.01 KB |
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| 13/08/2018 | ESMA71-99-1024 | Press release- Moody's Nordics CRA registration | Credit Rating Agencies | Press Release | PDF 224.93 KB |
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| 27/07/2018 | ESMA71-99-1023 | Press release- Nordic Credit Rating AS registered as CRA | Credit Rating Agencies | Press Release | PDF 214.63 KB |
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| 23/07/2018 | ESMA71-99-1017 | CRA fine- ESMA fines five banks | Credit Rating Agencies, Press Releases | Press Release | PDF 223.54 KB |
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| 15/03/2018 | ESMA71-99-961 | ESMA registers SPMW Rating Sp. z o.o. as a CRA | Credit Rating Agencies, Press Releases | Press Release | PDF 163.69 KB |
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| 08/02/2018 | ESMA71-99-938 | ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs | Credit Rating Agencies | Press Release | PDF 159.43 KB |
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| 17/11/2017 | ESMA71-99-642 | ESMA clarifies endorsement regime for third-country credit ratings | Credit Rating Agencies | Press Release | PDF 307.12 KB |
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| 01/06/2017 | ESMA71-99-466 | ESMA fines Moody’s €1.24 million for credit ratings breaches | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 238.35 KB |
The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR). ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union. |