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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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12/07/2013 | 2013/925 | The Clearing Obligation under EMIR | Post Trading | Consultation Paper | PDF 773.26 KB |
The European Securities and Markets Authority (ESMA) is publishing this discussion paper in order to seek stakeholders’ views on the preparation of the regulatory technical standards ESMA is required to draft under Article 5(2) “Clearing Obligation Procedure” of the Regulation (EU) No 648/2012 of the European Parliament and Council on OTC derivatives, central counterparties and trade repositories (EMIR). The input from stakeholders will help ESMA in the development of the relevant technical standards to be drafted and submitted to the European Commission for endorsement in the form of Commission Regulations, i.e. a legally binding instrument directly applicable in all Member States of the European Union. One essential element in the development of draft technical standards is the analysis of the costs and benefits that those legal provisions will imply. Input in this respect and any supportive data will be highly appreciated and kept confidential where required. Please respond to the consultation using the response template. The closing date for responses is 12 September 2013. |
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19/12/2016 | 2016/1672 | Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR | Post Trading | Consultation Paper | PDF 709.68 KB |
Reasons for publication On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade Repositories (TRs) under SFTR by a delegated act. Contents The present report contains nine sections. Section 1 refers to the Executive Summary of the report. Section 2 explains the background to our proposals. Section 3 outlines the ESMA’s expected costs. Section 4 establishes the general approach for the determination of fees under EMIR and SFTR. Section 5 explains how ESMA will manage surpluses and deficits under EMIR and SFTR. Section 6 points out the rationale and computation of TRs fees for registration and extension of registration under SFTR. Sections 7 and 8 present the supervision fees under EMIR and SFTR and recognition fees under SFTR. Section 9 refers to the conditions of payment and reimbursement and, finally, Section 10 addresses the instances where delegation to NCAs takes place. Annex I contains the summary of the questions posed by ESMA and Annex II includes the Commission’s mandate to ESMA. The amendments to fees under EMIR that are consulted in this document are required in order to ensure level –playing field with the ESMA’s fees to TRs under SFTR. Next Steps ESMA will consider the feedback it receives to this consultation in Q1 2017 and expects to publish and submit a final report of the technical advice to the European Commission for endorsement by end of Q1/beginning of Q2 of 2017. |
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24/06/2016 | 2016/1002 | Speech Banque de France conference on CCPs – Steven Maijoor, Paris, 24 June 2016 | Post Trading | Speech | PDF 271.88 KB |
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14/12/2015 | 2015/1867 | Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts | Post Trading | Consultation Paper | PDF 227.6 KB |
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14/12/2015 | 2015/1867R | Response Form to CP on review of Article 26 of RTS 153-2013 | Post Trading | Consultation Paper | DOCX 749.43 KB |
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05/11/2015 | 2015/1628/R | Response form to CP on indirect clearing | Post Trading | Consultation Paper | DOCX 749.61 KB |
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23/04/2018 | ESMA71-319-74 | Resilience, Recovery and Resolution: three essential Rs for CCPs speech by ESMA Chair Maijoor at ILF Conference 2018 | Post Trading | Speech | PDF 245.82 KB |
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02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
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19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
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28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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25/03/2019 | ESMA71-99-1133 | Press release: ESMA registers UnaVista TRADEcho B.V. as trade repository | Post Trading, Press Releases | Press Release | PDF 76.22 KB |
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11/11/2019 | ESMA71-99-1245 | Press release: ESMA advises Commission on third-country CCPs | Post Trading, Press Releases | Press Release | PDF 124.3 KB |
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04/10/2016 | 2016/1432 | Press release- ESMA reports on shadow banking, leverage and pro-cyclicality | Post Trading, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 151.69 KB |
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16/02/2015 | 2015/281 | Press Release- ESMA publishes annual report and supervisory focus for CRAs and TRs | Corporate Information, Credit Rating Agencies, Post Trading, Press Releases | Press Release | PDF 186.67 KB |
The European Securities and Markets Authority (ESMA) has published today an annual report (Report) on its direct supervisory activities in 2014 regarding credit rating agencies (CRAs) and trade repositories (TR). The report summarises the key actions taken during 2014 and outlines ESMA’s supervisory work plans for both sectors for 2015. | |||
22/12/2016 | 2016/1685 | Press Release- ESMA identifies areas for improvement in EU CCP supervision | Post Trading | Press Release | PDF 192.51 KB |
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01/10/2014 | 2014/1209 | Press release- ESMA defines products, counterparties and starting dates for the clearing of interest rate swaps | Post Trading, Press Releases | Press Release | PDF 94.72 KB |
The European Securities and Markets Authority (ESMA) has today issued final draft regulatory technical standards (RTS) for the central clearing of Interest Rate Swaps (IRS) which it is required to develop under the European Markets Infrastructure Regulation (EMIR). The RTS define those types of IRS contracts which will have to be centrally cleared, the types of counterparties covered by the obligation and the dates by which central clearing of IRS will become mandatory for them. |
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01/02/2017 | ESMA71-844457584-338 | Press release- ESMA announces details of 2017 CCP stress test | Post Trading | Press Release | PDF 167.94 KB |
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18/12/2017 | ESMA 71-99-670 | New rules make EU issuers’ annual financial reports machine-readable | European Single Electronic Format | Press Release | PDF 218.36 KB |