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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/01/2020 ESMA71-99-1272 ESMA key priorities 2020-22 , , Press Release PDF
92.35 KB
23/12/2019 ESMA71-99-1269 ESMA extends recognition decisions for 3 UK CCPs Press Release PDF
85.15 KB
11/11/2019 ESMA71-99-1245 Press release: ESMA advises Commission on third-country CCPs , Press Release PDF
124.3 KB
01/10/2019 ESMA71-99-1220 ESMA 2020 WP , , , , Press Release PDF
106.92 KB
11/07/2019 ESMA71-99-1193 ESMA reappoints MB members July 2019 and SC extension , , , Press Release PDF
95.43 KB
28/05/2019 ESMA71-99-1159 ESMA consults on tiering comparable compliance and fees under EMIR 2.2 , Press Release PDF
89.98 KB
05/04/2019 ESMA71-99-1142 ESMA updates its recognition of UK CCPs and CSD , , Press Release PDF
82.48 KB
03/04/2019 ESMA71-99-1139 ESMA launches third EU-wide CCP stress test exercise , Press Release PDF
134.41 KB
25/03/2019 ESMA71-99-1133 Press release: ESMA registers UnaVista TRADEcho B.V. as trade repository , Press Release PDF
76.22 KB
01/03/2019 ESMA71-99-1119 ESMA to recognise the UK Central Securities Depository- no deal , , Press Release PDF
79.27 KB
18/02/2019 ESMA71-99-1114 ESMA to recognise three UK CCPs in the event of a no-deal Brexit , , Press Release PDF
128.51 KB
04/02/2019 ESMA71-99-1107 ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD , , Press Release PDF
131.3 KB
01/02/2019 ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA , , , , , Press Release PDF
80.5 KB
08/11/2018 ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives , , Press Release PDF
149.65 KB
03/10/2018 ESMA71-99-1046 WP 2019 Press Release , , Press Release PDF
282.94 KB
22/06/2018 ESMA70-151-1149 Opinion on CCP Liquidity Risk Assessment Opinion PDF
238.72 KB
24/05/2018 ESMA71-99-981 Anneli Tuominen VC reappointment , Press Release PDF
208.13 KB
05/10/2017 ESMA71-99-610 ESMA maintains focus on supervisory convergence and risk assessment in 2018 Press Release PDF
148.97 KB

The European Securities and Markets Authority (ESMA) has published its 2018 Work Programme (WP), which sets out its priorities and areas of focus for 2018 in support of its mission to enhance investor protection and promote stable and orderly financial markets.

For 2018, the key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:

  • Providing guidance and promoting the consistent application of MiFID II and MiFIR by market participants and National Competent Authorities (NCAs);

  • Ensuring the quality, integration, usability and transparency of the data that ESMA collects;

  • Contributing to the development of Level 2 measures in relation to the revised Prospectus regime; AND

  • Enhancing the effectiveness and lasting impact of supervisory activities at individual credit rating agencies (CRA) and trade repositories (TR) level.

The overall budget for 2018 is expected to be €42,051,386 with a projected staff of 232.

 

 

01/06/2017 ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches , , Press Release PDF
238.35 KB

The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR).

ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union.

10/04/2017 ESMA70-708036281-18 Opinion on portfolio margining requirements under Article 27 of EMIR Delegated Regulation Opinion PDF
240.08 KB

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