ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
43
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Brexit filter Brexit
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trade Repositories filter Trade Repositories
- MiFID - Secondary Markets (93) Apply MiFID - Secondary Markets filter
- Warnings and publications for investors (93) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (89) Apply MiFID - Investor Protection filter
- Corporate Information (82) Apply Corporate Information filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (33) Apply Short Selling filter
- CESR Archive (17) Apply CESR Archive filter
- COVID-19 (12) Apply COVID-19 filter
- Fund Management (10) Apply Fund Management filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Innovation and Products (4) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Supervisory convergence (4) Apply Supervisory convergence filter
- Benchmarks (3) Apply Benchmarks filter
- Prospectus (3) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Vacancies (2) Apply Vacancies filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Annual Report filter Annual Report
- (-) Remove Investor Warning filter Investor Warning
- Reference (254) Apply Reference filter
- Final Report (109) Apply Final Report filter
- Consultation Paper (106) Apply Consultation Paper filter
- Guidelines & Recommendations (101) Apply Guidelines & Recommendations filter
- Press Release (86) Apply Press Release filter
- Letter (74) Apply Letter filter
- Statement (73) Apply Statement filter
- Report (56) Apply Report filter
- Speech (26) Apply Speech filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
- Compliance table (15) Apply Compliance table filter
- Technical Standards (13) Apply Technical Standards filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Decision (10) Apply Decision filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
Vacancy X Opinion X Investor Warning X Annual Report X Securities Financing Transactions X Securitisation X Trade Repositories X Transparency X Brexit X Joint Committee X Market Abuse X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
| 13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 21/05/2015 | 2015/838 | ESMA's opinion on the composition of CCP colleges under EMIR | Post Trading | Opinion | PDF 131.98 KB |
||||
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 25/01/2017 | ESMA70-708036281-13 | Exemption from the clearing obligation for pension schemes 24 | Post Trading | Opinion | PDF 199.19 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
| 10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |