ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
59
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Transparency filter Transparency
- (-) Remove Press Releases filter Press Releases
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (64) Apply MiFID - Investor Protection filter
- Short Selling (41) Apply Short Selling filter
- Market Integrity (39) Apply Market Integrity filter
- Credit Rating Agencies (30) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- COVID-19 (17) Apply COVID-19 filter
- Fund Management (14) Apply Fund Management filter
- Management Board (12) Apply Management Board filter
- Joint Committee (11) Apply Joint Committee filter
- Corporate Information (8) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Brexit (4) Apply Brexit filter
- Prospectus (4) Apply Prospectus filter
- Trade Repositories (4) Apply Trade Repositories filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Benchmarks (2) Apply Benchmarks filter
- Careers (2) Apply Careers filter
- Vacancies (2) Apply Vacancies filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Procurement (1) Apply Procurement filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Decision filter Decision
- (-) Remove Technical Standards filter Technical Standards
- Press Release (346) Apply Press Release filter
- Reference (248) Apply Reference filter
- Letter (220) Apply Letter filter
- Final Report (98) Apply Final Report filter
- Statement (90) Apply Statement filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Consultation Paper (84) Apply Consultation Paper filter
- Report (53) Apply Report filter
- Speech (28) Apply Speech filter
- Guidelines & Recommendations (26) Apply Guidelines & Recommendations filter
- Technical Advice (20) Apply Technical Advice filter
- Compliance table (13) Apply Compliance table filter
- Q&A (13) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Vacancy X Opinion X Decision X Technical Standards X Securities Financing Transactions X European Single Electronic Format X Transparency X Corporate Disclosure X Market Abuse X Board of Supervisors X Post Trading X Press Releases X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
22/06/2018 | ESMA70-151-1149 | Opinion on CCP Liquidity Risk Assessment | Post Trading | Opinion | PDF 238.72 KB |
||||
13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |