ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Brexit filter Brexit
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Transparency filter Transparency
- CESR Archive (279) Apply CESR Archive filter
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (73) Apply MiFID - Investor Protection filter
- Post Trading (60) Apply Post Trading filter
- Market Integrity (42) Apply Market Integrity filter
- Short Selling (42) Apply Short Selling filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Joint Committee (32) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (26) Apply Corporate Disclosure filter
- Fund Management (25) Apply Fund Management filter
- Supervisory convergence (24) Apply Supervisory convergence filter
- Market Abuse (21) Apply Market Abuse filter
- Prospectus (18) Apply Prospectus filter
- COVID-19 (17) Apply COVID-19 filter
- Board of Appeal (16) Apply Board of Appeal filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Management Board (12) Apply Management Board filter
- Corporate Information (8) Apply Corporate Information filter
- Guidelines and Technical standards (8) Apply Guidelines and Technical standards filter
- Innovation and Products (7) Apply Innovation and Products filter
- Benchmarks (5) Apply Benchmarks filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Securitisation (5) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Press Releases (2) Apply Press Releases filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- Procurement (1) Apply Procurement filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Decision filter Decision
- (-) Remove Opinion filter Opinion
- Reference (98) Apply Reference filter
- Letter (78) Apply Letter filter
- Summary of Conclusions (66) Apply Summary of Conclusions filter
- Statement (52) Apply Statement filter
- Press Release (43) Apply Press Release filter
- Speech (11) Apply Speech filter
- Consultation Paper (9) Apply Consultation Paper filter
- Report (8) Apply Report filter
- Annual Report (5) Apply Annual Report filter
- Q&A (3) Apply Q&A filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- SMSG Advice (1) Apply SMSG Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
||||
06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
18/06/2020 | ESMA32-60-607 | Final report on draft RTS including 2020 update RTS on ESEF | European Single Electronic Format | Final Report | PDF 6.21 MB |
||||
11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
06/01/2020 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 2.49 MB |
||||
06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |
||||
17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
07/06/2019 | ESMA32-60-474 | Draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 6.5 MB |
||||
11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
18/12/2017 | ESMA32-60-204 | Final report on the RTS on the European Single Electronic Format | European Single Electronic Format | Final Report | PDF 6.37 MB |
||||
13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
29/10/2014 | 2014/1278 | Report on the equivalence of the Indian Accounting Standards | Corporate Disclosure, IAS Regulation | Final Report | PDF 1.7 MB |
This report fulfils the mandate received by the European Securities and Markets Authority (ESMA) from the European Commission (EC) in February 2014 to provide it with an update on the level of convergence of the Indian Accounting Standards (Ind-AS)1 towards International Financial Reporting Standards (IFRS) and the quality of application and enforcement of the Ind-AS, so that the EC can provide a progress report to the Council and the European Parliament (EP) in line with its obligations under Commission Regulation (EC) 1569/2007. |
|||
19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. |