ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- CESR Archive (365) Apply CESR Archive filter
- Post Trading (110) Apply Post Trading filter
- MiFID - Secondary Markets (82) Apply MiFID - Secondary Markets filter
- Corporate Information (73) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (61) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (59) Apply Board of Supervisors filter
- Corporate Disclosure (53) Apply Corporate Disclosure filter
- Fund Management (50) Apply Fund Management filter
- Joint Committee (48) Apply Joint Committee filter
- Credit Rating Agencies (44) Apply Credit Rating Agencies filter
- Management Board (41) Apply Management Board filter
- Securities and Markets Stakeholder Group (41) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (40) Apply MiFID - Investor Protection filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- International cooperation (35) Apply International cooperation filter
- Planning reporting budget (35) Apply Planning reporting budget filter
- Securitisation (29) Apply Securitisation filter
- Supervisory convergence (26) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (25) Apply IFRS Supervisory Convergence filter
- Market Abuse (25) Apply Market Abuse filter
- Prospectus (22) Apply Prospectus filter
- Market Integrity (19) Apply Market Integrity filter
- Guidelines and Technical standards (16) Apply Guidelines and Technical standards filter
- European Single Electronic Format (14) Apply European Single Electronic Format filter
- Procurement (13) Apply Procurement filter
- Careers (12) Apply Careers filter
- Short Selling (12) Apply Short Selling filter
- Benchmarks (10) Apply Benchmarks filter
- Transparency (10) Apply Transparency filter
- Corporate Finance (9) Apply Corporate Finance filter
- Press Releases (5) Apply Press Releases filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Trade Repositories (5) Apply Trade Repositories filter
- Sustainable finance (4) Apply Sustainable finance filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- IAS Regulation (3) Apply IAS Regulation filter
- ITMG (3) Apply ITMG filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (3) Apply Vacancies filter
- Audit (2) Apply Audit filter
- Speeches (2) Apply Speeches filter
- Brexit (1) Apply Brexit filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Final Report filter Final Report
- Speech (13) Apply Speech filter
- Statement (8) Apply Statement filter
- Press Release (7) Apply Press Release filter
- Report (4) Apply Report filter
- Opinion (3) Apply Opinion filter
- Consultation Paper (2) Apply Consultation Paper filter
- Letter (2) Apply Letter filter
- Technical Advice (2) Apply Technical Advice filter
- Q&A (1) Apply Q&A filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
||||
| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
||||
| 15/03/2018 | 15-03-2018 | Big Data Factsheet | Innovation and Products | Reference | PDF 750.34 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 08/11/2016 | 2016/1053 | Call for expressions of interest Consultative Working Group for ESMA’s Financial Innovation Standing Committee (FISC) | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 304.37 KB |
||||
| 16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
| 18/11/2014 | 2014/1371 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 210.41 KB |
ESMA today launches a process to renew the composition of the Consultative Working Group (‘CWG’) for the Financial Innovation Standing Committee (’FISC’). ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English: a completed application form (see separate document), and a detailed curriculum vitae (CV), preferably in the EU CV format - the link to the template for this is: http://europass.cedefop.europa.eu/europass/home/hornav/Downloads/Europas... It is optional for applicants to attach a motivation letter (2 pages maximum). Unclear or incomplete applications will not be considered. Applications must be submitted by email using the application form by no later than 31 December 2014 to the following email addresses: patrick.armstrong@esma.europa.eu and anne.chone@esma.europa.eu. | |||
| 04/12/2018 | ESMA50-157-1377 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 279.68 KB |
||||
| 07/01/2016 | 2015/1913 | ESMA FI Day- Panel outlines | Innovation and Products | Reference | PDF 161.27 KB |
||||
| 07/02/2019 | ESMA50-157-1588 | ESMA Risk Assessment Work Programme 2019 | Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 465.58 KB |
||||
| 04/12/2018 | ESMA50-157-1377 Application form | FISC CWG Application Form | Innovation and Products | Reference | DOCX 33.02 KB |
||||
| 21/05/2015 | 2015/856 Ann1 | Investment-based crowdfunding- Insights from regulators in the EU | Innovation and Products | Final Report | PDF 319.65 KB |
||||
| 15/03/2018 | JC-2018-04 | Joint Committee Final Report on Big Data | Innovation and Products | Final Report | PDF 520.31 KB |
||||
| 07/01/2016 | 2015-12-16 OECD | OECD A Blundell-Wignall speech for ESMA FI Day | Innovation and Products | Reference | PDF 502.52 KB |
||||
| 02/06/2016 | 2016/773 RF | Reply form for the Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 755.79 KB |
||||
| 04/04/2016 | 2016/220 | ToR FISC | Innovation and Products | Reference | PDF 90.34 KB |