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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/10/2004 04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") Final Report PDF
297.64 KB
The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms Final Report PDF
3.83 MB
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence Final Report PDF
838.27 KB
04/04/2019 ESMA34-45-651 UCITS Sanction Report 2016/2017 Report PDF
398.96 KB
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel Final Report PDF
1.08 MB
Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
13/12/2005 05-735 Tenth meeting of the Market Participants Consultative Panel Final Report PDF
132.93 KB
17/11/2017 ESMA34-49-103 Technical advice, draft implementing technical standards and guidelines under the MMF Regulation Final Report PDF
989.54 KB
02/10/2013 2013/1374 Technical advice on third country regulatory equivalence under EMIR – Switzerland (Supplement) Final Report PDF
117.72 KB
02/10/2013 2013/1370 Technical advice on third country regulatory equivalence under EMIR – India Final Report PDF
2.44 MB
02/10/2013 2013/1375 Technical advice on third country regulatory equivalence under EMIR – Canada Final Report PDF
1.39 MB
09/08/2007 07-284b Technical advice on Non-equities transparency Final Report PDF
177.29 KB
05/07/2005 05-230b Technical advice on equivalence of certain third country GAAP and International Financial Reporting Standards Final Report PDF
1.01 MB
CESR publishes today its final technical advice (Ref. CESR 05-230b) for the European Commission on equivalence between Canadian, Japanese and US General Accepted Accounting Practices (GAAP) and International Accounting Standards /International Financial Reporting Standards (IAS/IFRS). CESR
01/07/2009 09-472 Supplementary report on the programmes of Canada, India and South Korea to converge with or adopt IFRS, on the level of application of Chinese accounting standards by Chinese issuers and on the use of third county GAAPs Final Report PDF
2.67 MB
09/12/2019 ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   , Report PDF
819.71 KB
04/06/2020 ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs , Report PDF
162.41 KB
23/05/2006 06-182 Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives Final Report PDF
506.19 KB
10/05/2006 06-185 Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information Final Report PDF
1.14 MB
To view the full results of hte self-assessments, please go to the section Review Panel Assessment
01/08/2002 02-159 Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems Final Report PDF
60.37 KB
20/04/2002 02-060 Summary of responses to the second consultation on Stabilisation and Allotment Final Report PDF
79.95 KB
28/10/2004 04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process Final Report PDF
120.6 KB

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