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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|07/02/2020||ESMA70-156-2076||EMIR Final Report on alignment clearing and trading obligations||Post Trading||Final Report||PDF
|04/02/2020||ESMA70-151-2895||Final Report-RTS Settlement Discipline Postponement||Post Trading||Final Report||PDF
|07/01/2020||ESMA70-151-2869||Final Report CCPs' Membership Criteria and Due Diligence||Post Trading||Final Report||PDF
|20/12/2019||JC 2019 20||Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework||Joint Committee, Post Trading||Final Report||PDF
|08/10/2019||ESMA70-151-2461||Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014||Post Trading||Final Report||PDF
|15/11/2018||ESMA70-145-1081||Annual report on administrative and criminal sanctions and other administrative measures under MAR||Market Abuse, Market Integrity||Annual Report||PDF
|08/11/2018||ESMA70-151-1854||Final Report on the CO regarding novated trades to the EU||Post Trading||Final Report||PDF
|27/09/2018||ESMA70-151-1768||Final report no.6 on the Clearing Obligation (intragroup)||Post Trading||Final Report||PDF
|28/05/2018||ESMA70-151-1293||Final Report on Guidelines on CCP APC Margin Measures||Post Trading||Final Report||PDF
|28/03/2018||ESMA70-151-1258||Guidelines on Internalised Settlement Reporting under Article 9 of CSDR||Post Trading||Final Report||PDF
|05/03/2018||ESMA70-145-386||Technical Advice on the evaluation of certain elements of the Short Selling Regulation||Short Selling||Final Report||PDF
|07/02/2018||ESMA70-151-1094||Final report on guidelines on CCP conflict of interest management||Post Trading||Final Report||PDF
|06/02/2018||ESMA70-145-398||Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR||Market Integrity||Final Report||PDF
|21/12/2017||ESMA70-151-812||Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures||Post Trading||Final Report||PDF
|24/08/2017||ESMA70-151-552||Guidelines on transfer of data between Trade Repositories||Guidelines and Technical standards, Post Trading||Final Report||PDF
|10/07/2017||ESMA70-151-370||Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR||Post Trading||Final Report||PDF
|01/06/2017||ESMA7--145-100||Final report on MAR ITS on cooperation between competent authorities||Market Abuse, Market Integrity||Final Report||PDF
|21/04/2017||ESMA70-151-223||Final Report on technical advice to EC on fees to TRs under SFTR and on certain amendments to fees to TRs under EMIR||Post Trading||Final Report||PDF
|14/11/2016||2016/1565||Final Report on the clearing obligation for financial counterparties with a limited volume of activity||Post Trading, Press Releases||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.