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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|09/11/2020||ESMA31-67-127||Question and answers on Transparency Directive (TD)||Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency||Q&A||PDF
|03/11/2020||ESMA71-99-1423||QA Fast Track Peer Review- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Q&A||PDF
|11/04/2019||ESMA31-62-780||Q&A on Prospectus Related Topics||Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence||Q&A||PDF
|15/07/2020||ESMA42-111-4128||PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Report||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|03/11/2020||ESMA42-111-5349||Fast Track Peer Review Report- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Report||PDF
|08/04/2021||ESMA50-165-1734||EU Alternative Investment Funds- 2021 Statistical Report||Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|03/06/2021||ESMA50-165-1761||ESMA Risk Dashboard No. 1 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|01/09/2021||ESMA 50-165-1838||ESMA report on trends, risks and vulnerabilities no.2 2021- statistical annex||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|14/04/2021||ESMA 50-165-1710||ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021||Fund Management, Innovation and Products, Market data||Report||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|24/03/2021||ESMA74-362-1864||CP Technical Advice on simplification TR fees under SFTR and EMIR||Market data, Trade Repositories||Consultation Paper||PDF
|28/05/2021||ESMA74-362-1941||Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR||Market data, Securities Financing Transactions, Trade Repositories||Consultation Paper||PDF
|13/07/2021||ESMA74-362-1893||Consultation Paper Guidelines EMIR REFIT||Market data||Consultation Paper||PDF
|24/08/2021||ESMA74-362-2048||Consultation paper and draft RTS management body DRSPs||Market data||Consultation Paper||PDF