ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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01/12/2017 | ESMA22-106-484 | 2018 SMSG application form | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 39.24 KB |
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11/06/2013 | 2013/SMSG/01 | Agenda 30-31 January 2013 | Securities and Markets Stakeholder Group | Reference | PDF 109.96 KB |
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12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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08/03/2017 | 2017/SMSG Application Form | Application form- ESMA Securities and Markets Stakeholder Group 2017 | Securities and Markets Stakeholder Group | Reference | DOCX 35.08 KB |
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05/07/2018 | ESMA22-106-1050 | Call for expression of interest regarding positions in the ESMA Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Reference | PDF 321.12 KB |
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08/03/2017 | ESMA22-106-135 | Call for expression of interest regarding two positions in ESMA's SMSG | Securities and Markets Stakeholder Group | Reference | PDF 321.57 KB |
Call for expression of interest regarding two positions in the ESMA Securities and Markets Stakeholder Group (SMSG): “Users of financial services” category |
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14/02/2020 | ESMA22-106-2097 | Call for expression of interest to the ESMA Securities and Markets Stakeholder Group (SMSG) | Securities and Markets Stakeholder Group | Reference | PDF 128.74 KB |
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16/10/2017 | ESMA22-106-135 | Call for expression of interest- Academics and Financial Markets Participants | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | PDF 320.76 KB |
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05/04/2019 | ESMA22-106-1733 | Call for expression of interest- consumers, employee reps, SMEs April 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | PDF 183.71 KB |
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10/06/2013 | 2013/702 | Call for expressions of interest regarding ESMA’s Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Reference | PDF 228.48 KB |
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12/11/2013 | 2013/1643 | Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) | Corporate Disclosure, Corporate Governance | Reference | PDF 145.01 KB |
In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules. | |||
25/07/2014 | 2014/886 | ESMA SMSG- Call for expression of interest for a member in the users of financial services category | Securities and Markets Stakeholder Group | Reference | PDF 132.5 KB |
The European Securities and Markets Authority (ESMA) is seeking a new member to represent the users of financial services in its Securities and Markets Stakeholder Group (SMSG). This follows the resignation of one of the current members.The SMSG’s aim is to facilitate ESMA’s consultation on its work with relevant securities markets stakeholders from around the European Union (EU). The SMSG is composed of 30 individuals who represent financial market participants, their employees’ representatives, and consumers, users of financial services and representatives of SMEs. The 30 representatives will include 10 from financial institutions and five academics. Members of the SMSG serve for a period of two and a half years. The successful candidate will be selected by ESMA’s Board of Supervision. The deadline for applications is Friday 5 September 2014, 23:59 CET. 2014/886 Call for expression of interest 2013/703 Procedure: ESMA Stakeholder Group Renewal Procedure ESMA SMSG Application Form Europass CV | |||
10/06/2013 | 2013/703 | ESMA Stakeholder Group Renewal Procedure 2013 | Securities and Markets Stakeholder Group | Reference | PDF 332.4 KB |
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05/07/2018 | ESMA22-106-1052 | ESMA Stakeholder Group Renewal Procedure 2018 | Securities and Markets Stakeholder Group | Reference | PDF 532.95 KB |
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04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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17/07/2020 | ESMA22-106-2738 | Own Initiative SMSG Report II on Covid-19 related Issues | Securities and Markets Stakeholder Group | Report | PDF 183.42 KB |
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14/02/2020 | ESMA22-106-2062 | Procedure- ESMA Stakeholder Group Renewal Procedure 2020 | Securities and Markets Stakeholder Group | Reference | PDF 234.62 KB |
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11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |