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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2019 ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Consultation Paper PDF
1.32 MB
30/09/2016 2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS , Consultation Paper PDF
5.63 MB

The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations

Contents

Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions.

Next Steps

ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017.

06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders , Report PDF
247 KB
03/12/2010 10-1459 Call for evidence- Implementing measures on the Alternative Investment Fund Managers Directive Consultation Paper PDF
92.68 KB
18/11/2010 10-1253 Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS Consultation Paper PDF
205.28 KB
27/10/2010 10-1264 Q&A 1 Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1 CLOSED Procedure PDF
57.19 KB
27/10/2010 10-1264 Q&A 2 Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2 CLOSED Procedure PDF
54.6 KB
08/10/2010 10-1264a Règlement de la consultation- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR CLOSED Procedure PDF
443.87 KB
08/10/2010 10-1264b CAHIER DES CLAUSES PARTICULIERES- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR CLOSED Procedure PDF
438.62 KB
08/10/2010 10-1264c ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS CLOSED Procedure PDF
134.85 KB
01/10/2010 10-320 Tender for the development, support and maintenance of the website of ESMA CLOSED Procedure ZIP
4.27 MB
01/10/2010 10-1143 Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority CLOSED Procedure PDF
208.11 KB
02/08/2010 10-791c Consultation paper- Development of Pan-European Access to Financial Information Disclosed by Listed Companies Consultation Paper PDF
466.17 KB
20/07/2010 10-530 Consultation paper- Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS Consultation Paper PDF
171.6 KB
20/07/2010 10-672 Consultation paper- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document Consultation Paper PDF
140.16 KB
20/07/2010 10-532 Consultation paper- A guide to clear language and layout for the Key Investor Information document Consultation Paper PDF
152.51 KB
20/07/2010 10-794 Consultation paper- Template for the Key Investor Information document Consultation Paper PDF
133.42 KB
19/07/2010 10-809 Consultation paper- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations Consultation Paper PDF
143.71 KB
19/07/2010 10-610 Consultation paper- Standardisation and exchange trading of OTC derivatives Consultation Paper PDF
288.76 KB
12/07/2010 10-831 Consultation paper- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation Consultation Paper PDF
258.18 KB

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