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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|16/08/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/12/2019||ESMA70-21038340-46||Compliance table for the Guidelines on market making activities under the Short Selling Regulation||Guidelines and Technical standards, Market Integrity, Short Selling||Compliance table||PDF
|24/09/2021||ESMA70-156-3914||Consultation Paper on the review of certain aspects of the Short Selling Regulation||Short Selling||Consultation Paper||PDF
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|07/07/2017||ESMA70-145-127||Consultation paper on the evaluation of the short-selling regulation||Market Integrity, Short Selling||Consultation Paper||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|06/11/2020||ESMA32-65-293||Application form for CFSC CWG||Corporate Disclosure, Corporate Finance||Reference||DOCX
|06/11/2020||ESMA32-65-292||Call for expression of interest CFSC CWG 2020||Corporate Finance||Reference||PDF
|29/01/2021||ESMA32-61-438||ESMA response to EFRAG DEA IFRS 17||Corporate Finance, IFRS Supervisory Convergence||Reference||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|16/12/2020||ESMA32-334-334||ESMA response to IFRS Foundation consultation on sustainability reporting||Corporate Finance||Reference||PDF
|27/03/2020||ESMA31-69-263||Application form CSFC CWG||Corporate Finance||Reference||DOCX
|27/03/2020||ESMA31-69-261||Call for expression of interest CFSC CWG 2020||Corporate Finance||Reference||PDF
|04/12/2017||ESMA31-69-163 FORM||Application form for CFSC CWG||Corporate Disclosure, Corporate Finance||Reference||DOCX
|04/12/2017||ESMA31-69-163||Call for expressions of interest for the Consultative Working Group of ESMA’s Corporate Finance Standing Committee (CFSC)||Corporate Disclosure, Corporate Finance||Reference||PDF
|13/07/2018||ESMA31-62-996||Consultation Paper on Guidelines on Risk Factors||Corporate Finance||Consultation Paper||PDF