ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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23/02/2022 | ESMA91-372-1785 | Call for Evidence on CCP Climate Stress Tests | CCP Directorate | Consultation Paper | PDF 394.62 KB |
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14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
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23/10/2020 | ESMA70-151-3023 | Consultation Paper on Article 15 and 49 EMIR | CCP Directorate | Consultation Paper | PDF 581.02 KB |
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18/11/2021 | ESMA70-151-3396 | Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination | CCP Directorate | Consultation Paper | PDF 424.68 KB |
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18/11/2021 | ESMA91-372-1495 | Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail | CCP Directorate | Consultation Paper | PDF 394.3 KB |
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18/11/2021 | ESMA70-151-3428 | Consultation Paper on draft RTS on Resolution Colleges | CCP Directorate | Consultation Paper | PDF 481.64 KB |
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18/11/2021 | ESMA70-151-3239 | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) | CCP Directorate | Consultation Paper | PDF 399.21 KB |
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18/11/2021 | ESMA91-372-1469 | Consultation Paper on draft RTS on the content of CCP resolution plans | CCP Directorate | Consultation Paper | PDF 638.75 KB |
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18/11/2021 | ESMA70-151-3384 | Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution | CCP Directorate | Consultation Paper | PDF 825.54 KB |
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23/10/2020 | ESMA70-151-3076 | Consultation Paper on Guidelines under Article 21 of EMIR | CCP Directorate | Consultation Paper | PDF 409.12 KB |
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05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
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19/11/2021 | ESMA91-372-1593 | Consultation Report on highly liquid financial instruments with regards to the investment policy of central counterparties (EMIR Article 85(3a(e))) | CCP Directorate | Consultation Paper | PDF 648.2 KB |
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12/07/2021 | ESMA70-151-3244 | CP Draft RTS 2nd SITG methodology | CCP Directorate | Consultation Paper | PDF 757.42 KB |
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12/07/2021 | ESMA70-151-3273 | CP Draft RTS order of compensation art. 20 | CCP Directorate | Consultation Paper | PDF 443.77 KB |
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12/07/2021 | ESMA70-151-3423 | CP on GLs on RRR Early Intervention Measure | CCP Directorate | Consultation Paper | PDF 736.73 KB |
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19/05/2022 | ESMA91-372-1958 | CP on Guidelines on Template written agreement for resolution colleges_PUBLIC | CCP Directorate | Consultation Paper | PDF 722.98 KB |
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22/03/2012 | 2012/212 | Discussion Paper- An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options | Corporate Disclosure, Corporate Governance | Consultation Paper | PDF 524.85 KB |
This Discussion Paper focuses on the development of the proxy advisory industry in Europe, which mainly serves institutional investors such as asset managers, mutual funds and pension funds. Following its fact-finding work in 2011, ESMA recognises the proxy advisory industry within Europe is, or is expected to be, growing in prominence and investors are, or are expected to be, increasingly using proxy advisor services. In this paper ESMA identifies several key issues related to the proxy advisory market which may have an impact on the proper functioning of the voting process. The range of policy options that ESMA will consider, and on which it seeks further input from market participants, consists of four broad areas, including: 1. No EU-level action at this stage 2. Encouraging Member States and/or industry to develop standards 3. Quasi-binding EU-level regulatory instruments 4. Binding EU-level legislative instruments ESMA will consider these options based on the feedback it receives from market participants, and, if appropriate, will undertake further policy action, either directly or by providing an opinion to the European Commission. The reason to bring up some policy options is due to the fact that proxy advisors are currently not regulated at a pan-European level. Nevertheless, there are relevant European rules that apply to investors (e.g. for UCITS management companies when exercising voting rights). In addition, there are also well-recognised corporate governance standards that apply to issuers at a national level (based on the “comply or explain approach”) and some complements to improve standards of stewardship among investors. All feedback received from this Discussion Paper will be duly considered. ESMA expects to publish a feedback statement in Q4 of 2012 which will summarise the responses received and will state ESMA’s view on whether there is a need for policy action in this area. | |||
19/05/2022 | ESMA91-372-1791 | Draft CP Art 79 CCPRRR Cooperation Arrangements | CCP Directorate | Consultation Paper | PDF 804.12 KB |
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12/07/2021 | ESMA91-372-1358 | Draft CP GL Art. 87- 45a of EMIR | CCP Directorate | Consultation Paper | PDF 346.68 KB |
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27/01/2022 | ESMA91-372-1975 | ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures | CCP Directorate | Consultation Paper | PDF 2.78 MB |