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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/02/2022 ESMA91-372-1785 Call for Evidence on CCP Climate Stress Tests CCP Directorate Consultation Paper PDF
394.62 KB
14/09/2011 2011/288 Call for evidence- Empty voting Corporate Disclosure, Corporate Governance, Transparency Consultation Paper PDF
81.13 KB
23/10/2020 ESMA70-151-3023 Consultation Paper on Article 15 and 49 EMIR CCP Directorate Consultation Paper PDF
581.02 KB
18/11/2021 ESMA70-151-3396 Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination CCP Directorate Consultation Paper PDF
424.68 KB
18/11/2021 ESMA91-372-1495 Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail CCP Directorate Consultation Paper PDF
394.3 KB
18/11/2021 ESMA70-151-3428 Consultation Paper on draft RTS on Resolution Colleges CCP Directorate Consultation Paper PDF
481.64 KB
18/11/2021 ESMA70-151-3239 Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) CCP Directorate Consultation Paper PDF
399.21 KB
18/11/2021 ESMA91-372-1469 Consultation Paper on draft RTS on the content of CCP resolution plans CCP Directorate Consultation Paper PDF
638.75 KB
18/11/2021 ESMA70-151-3384 Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution CCP Directorate Consultation Paper PDF
825.54 KB
23/10/2020 ESMA70-151-3076 Consultation Paper on Guidelines under Article 21 of EMIR CCP Directorate Consultation Paper PDF
409.12 KB
05/11/2020 ESMA30-379-325 Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation Sustainable finance Consultation Paper PDF
1.79 MB
19/11/2021 ESMA91-372-1593 Consultation Report on highly liquid financial instruments with regards to the investment policy of central counterparties (EMIR Article 85(3a(e))) CCP Directorate Consultation Paper PDF
648.2 KB
12/07/2021 ESMA70-151-3244 CP Draft RTS 2nd SITG methodology CCP Directorate Consultation Paper PDF
757.42 KB
12/07/2021 ESMA70-151-3273 CP Draft RTS order of compensation art. 20 CCP Directorate Consultation Paper PDF
443.77 KB
12/07/2021 ESMA70-151-3423 CP on GLs on RRR Early Intervention Measure CCP Directorate Consultation Paper PDF
736.73 KB
19/05/2022 ESMA91-372-1958 CP on Guidelines on Template written agreement for resolution colleges_PUBLIC CCP Directorate Consultation Paper PDF
722.98 KB
22/03/2012 2012/212 Discussion Paper- An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options Corporate Disclosure, Corporate Governance Consultation Paper PDF
524.85 KB		 This Discussion Paper focuses on the development of the proxy advisory industry in Europe, which mainly serves institutional investors such as asset managers, mutual funds and pension funds. Following its fact-finding work in 2011, ESMA recognises the proxy advisory industry within Europe is, or is expected to be, growing in prominence and investors are, or are expected to be, increasingly using proxy advisor services. In this paper ESMA identifies several key issues related to the proxy advisory market which may have an impact on the proper functioning of the voting process. The range of policy options that ESMA will consider, and on which it seeks further input from market participants, consists of four broad areas, including: 1.    No EU-level action at this stage 2.    Encouraging Member States and/or industry to develop standards 3.    Quasi-binding EU-level regulatory instruments 4.    Binding EU-level legislative instruments ESMA will consider these options based on the feedback it receives from market participants, and, if appropriate, will undertake further policy action, either directly or by providing an opinion to the European Commission. The reason to bring up some policy options is due to the fact that proxy advisors are currently not regulated at a pan-European level. Nevertheless, there are relevant European rules that apply to investors (e.g. for UCITS management companies when exercising voting rights). In addition, there are also well-recognised corporate governance standards that apply to issuers at a national level (based on the “comply or explain approach”) and some complements to improve standards of stewardship among investors. All feedback received from this Discussion Paper will be duly considered. ESMA expects to publish a feedback statement in Q4 of 2012 which will summarise the responses received and will state ESMA’s view on whether there is a need for policy action in this area.
19/05/2022 ESMA91-372-1791 Draft CP Art 79 CCPRRR Cooperation Arrangements CCP Directorate Consultation Paper PDF
804.12 KB
12/07/2021 ESMA91-372-1358 Draft CP GL Art. 87- 45a of EMIR CCP Directorate Consultation Paper PDF
346.68 KB
27/01/2022 ESMA91-372-1975 ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures CCP Directorate Consultation Paper PDF
2.78 MB

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