ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Speeches (142) Apply Speeches filter
- Board of Supervisors (73) Apply Board of Supervisors filter
- Management Board (39) Apply Management Board filter
- Securities and Markets Stakeholder Group (36) Apply Securities and Markets Stakeholder Group filter
- Fund Management (33) Apply Fund Management filter
- Post Trading (33) Apply Post Trading filter
- CESR Archive (27) Apply CESR Archive filter
- MiFID - Secondary Markets (24) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Innovation and Products (17) Apply Innovation and Products filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Corporate Information (11) Apply Corporate Information filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Benchmarks (8) Apply Benchmarks filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Joint Committee (7) Apply Joint Committee filter
- Market Integrity (7) Apply Market Integrity filter
- Market Abuse (6) Apply Market Abuse filter
- Brexit (5) Apply Brexit filter
- Short Selling (5) Apply Short Selling filter
- COVID-19 (3) Apply COVID-19 filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- International cooperation (2) Apply International cooperation filter
- Sustainable finance (2) Apply Sustainable finance filter
- Vacancies (2) Apply Vacancies filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Speech filter Speech
- Guidelines & Recommendations (546) Apply Guidelines & Recommendations filter
- Reference (84) Apply Reference filter
- Final Report (59) Apply Final Report filter
- Report (55) Apply Report filter
- Press Release (54) Apply Press Release filter
- Letter (24) Apply Letter filter
- Statement (22) Apply Statement filter
- Consultation Paper (12) Apply Consultation Paper filter
- Annual Report (3) Apply Annual Report filter
- Q&A (2) Apply Q&A filter
- Opinion (1) Apply Opinion filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Vacancy X Summary of Conclusions X Speech X Technical Advice X Compliance table X IFRS Supervisory Convergence X European Single Electronic Format X Securities Financing Transactions X Risk Analysis & Economics - Markets Infrastructure Investors X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 110.09 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
||||
| 19/06/2019 | ESMA74-362-27 | Keynote by ESMA Chair at Eurofiling – European Central Bank conference | European Single Electronic Format | Speech | PDF 250.93 KB |
||||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 26/02/2019 | ESMA71-99-1120 | Keynote by Steven Maijoor- Crypto-Assets: time to deliver | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 123.46 KB |