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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
300.38 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
28/01/2022 ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers , Compliance table PDF
172.7 KB
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Compliance table PDF
174.28 KB
14/01/2022 ESMA32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
127.7 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
22/02/2022 Joint Committee EFIF Summary of the April 2020 meeting Summary of Conclusions PDF
87.58 KB
22/02/2022 Joint Committee EFIF Summary of the April 2021 meeting Summary of Conclusions PDF
366.66 KB
22/02/2022 Joint Committee EFIF Summary of the December 2019 meeting Summary of Conclusions PDF
356.14 KB
22/02/2022 Joint Committee EFIF Summary of the February 2021 meeting Summary of Conclusions PDF
362.61 KB
22/02/2022 Joint Committee EFIF Summary of the January 2022 meeting Summary of Conclusions PDF
216.4 KB
22/02/2022 Joint Committee EFIF Summary of the July 2020 meeting Summary of Conclusions PDF
334.11 KB
22/02/2022 Joint Committee EFIF Summary of the June 2021 meeting Summary of Conclusions PDF
467.24 KB
01/06/2022 ESMA50-164-6024 EFIF Summary of the May 2022 meeting Summary of Conclusions PDF
120.97 KB
22/02/2022 Joint Committee EFIF Summary of the October 2020 meeting Summary of Conclusions PDF
375.81 KB
22/02/2022 Joint Committee EFIF Summary of the October 2021 meeting Summary of Conclusions PDF
131.08 KB
22/02/2022 Joint Committee EFIF Summary of the September 2019 meeting Summary of Conclusions PDF
79.55 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB