ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
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21/10/2015 | 2015/BS/140 | SoC June 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 271.78 KB |
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21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |
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01/12/2015 | 2015/BS/202rev1 | Summary of Conclusions September 2015 Board meeting | Board of Supervisors | Summary of Conclusions | PDF 268.78 KB |
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17/12/2015 | 2015/BS/232rev | SoC November 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 279.1 KB |
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19/07/2016 | 2016-BS-151rev1 | Summary of Conclusions BoS meeting 25 May 2016 | Board of Supervisors | Summary of Conclusions | PDF 303.49 KB |
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19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
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01/06/2016 | 2016/BS/110rev1 | Summary of conclusions BoS meeting 23/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.81 KB |
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20/06/2016 | 2016/BS/117rev1 | Summary of Conclusions Board of Supervisors Conference call 28/04/2016 | Board of Supervisors | Summary of Conclusions | PDF 208.82 KB |
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03/10/2016 | 2016/BS/201rev | Summary of Conclusions- Board of Supervisors Meeting 12 July 2016 | Board of Supervisors | Summary of Conclusions | PDF 230.3 KB |
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10/11/2016 | 2016/BS/259rev1 | Summary of Conclusions Board of Supervisors meeting 28/09/2016 | Board of Supervisors | Summary of Conclusions | PDF 244.71 KB |
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03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
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16/12/2016 | 2016/BS/309rev1 | Summary of Conclusions Board of Supervisors meeting 09/11/2016 | Board of Supervisors | Summary of Conclusions | PDF 376.7 KB |
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05/04/2016 | 2016/BS/61rev1 | Summary of conclusions BoS meeting 27/01/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.36 KB |
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05/04/2016 | 2016/BS/72rev1 | Summary of conclusions BoS meeting 07/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 148.73 KB |
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23/07/2018 | ESMA22-106-1043 | Summary of Conclusions Board of Supervisors meeting 23-24 May 2018 | Board of Supervisors | Summary of Conclusions | PDF 358.77 KB |
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03/10/2018 | ESMA22-106-1066 | Summary of Conclusions Board of Supervisors meeting 11 July 2018 | Board of Supervisors | Summary of Conclusions | PDF 432.61 KB |
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30/11/2018 | ESMA22-106-1343 | Summary of Conclusions Board of Supervisors meeting 26 September 2018 | Board of Supervisors | Summary of Conclusions | PDF 352.45 KB |