ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- MiFID - Secondary Markets (93) Apply MiFID - Secondary Markets filter
- Corporate Information (78) Apply Corporate Information filter
- Board of Supervisors (76) Apply Board of Supervisors filter
- MiFID - Investor Protection (72) Apply MiFID - Investor Protection filter
- Management Board (42) Apply Management Board filter
- Post Trading (41) Apply Post Trading filter
- Securities and Markets Stakeholder Group (39) Apply Securities and Markets Stakeholder Group filter
- Short Selling (35) Apply Short Selling filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Market Integrity (33) Apply Market Integrity filter
- Fund Management (26) Apply Fund Management filter
- CESR Archive (18) Apply CESR Archive filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- COVID-19 (11) Apply COVID-19 filter
- Market Abuse (11) Apply Market Abuse filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (6) Apply Prospectus filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Brexit (4) Apply Brexit filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (2) Apply Trade Repositories filter
- Vacancies (2) Apply Vacancies filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (72) Apply Reference filter
- Guidelines & Recommendations (71) Apply Guidelines & Recommendations filter
- Press Release (39) Apply Press Release filter
- Final Report (36) Apply Final Report filter
- Consultation Paper (35) Apply Consultation Paper filter
- Letter (21) Apply Letter filter
- Statement (21) Apply Statement filter
- Report (15) Apply Report filter
- Speech (11) Apply Speech filter
- Decision (6) Apply Decision filter
- Q&A (3) Apply Q&A filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Vacancy X Summary of Conclusions X Annual Report X Technical Advice X Compliance table X Opinion X European Single Electronic Format X Securities Financing Transactions X Benchmarks X Joint Committee X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 222.9 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |