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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
13/07/2015 SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” SMSG Advice PDF
781.74 KB
26/03/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
279.8 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 , , , , Annual Report PDF
825.72 KB
28/05/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
349.73 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
28/05/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.37 MB
13/11/2018 ESMA33-128-505 Final Technical Advice Securitisation Repositories Fees Technical Advice PDF
570.74 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
06/09/2019 ESMA22-961920 SMSG response to surve on Short Termism SMSG Advice PDF
243.34 KB
15/02/2017 ESMA22-247440098-122 Summary of Conclusions BoS SMSG meeting 10 November 2016 Summary of Conclusions PDF
137.19 KB
15/02/2017 ESMA22-247440098-121 Summary of Conclusions SMSG meeting 10-11 November 2016 Summary of Conclusions PDF
267.71 KB
19/03/2018 ESMA22-106-916 Summary of Conclusions SMSG meeting 8 February 2018 Summary of Conclusions PDF
360.17 KB
19/03/2018 ESMA22-106-911 SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation SMSG Advice PDF
300.8 KB
16/01/2018 ESMA22-106-788 Summary of Conclusions Joint BoS SMSG meeting 8 November 2017 Summary of Conclusions PDF
143.39 KB
16/01/2018 ESMA22-106-787 Summary of Conclusions SMSG meeting 8 November 2017 Summary of Conclusions PDF
197.72 KB

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