ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Transparency filter Transparency
- Corporate Information (79) Apply Corporate Information filter
- Board of Supervisors (76) Apply Board of Supervisors filter
- Management Board (42) Apply Management Board filter
- Securities and Markets Stakeholder Group (37) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (34) Apply Guidelines and Technical standards filter
- Post Trading (32) Apply Post Trading filter
- CESR Archive (25) Apply CESR Archive filter
- Fund Management (22) Apply Fund Management filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (18) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Joint Committee (8) Apply Joint Committee filter
- Market Abuse (7) Apply Market Abuse filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (5) Apply Prospectus filter
- Short Selling (5) Apply Short Selling filter
- Securitisation (4) Apply Securitisation filter
- Trade Repositories (4) Apply Trade Repositories filter
- Innovation and Products (3) Apply Innovation and Products filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Vacancies (2) Apply Vacancies filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (72) Apply Reference filter
- Press Release (47) Apply Press Release filter
- Statement (39) Apply Statement filter
- Final Report (33) Apply Final Report filter
- Opinion (32) Apply Opinion filter
- Letter (30) Apply Letter filter
- Report (28) Apply Report filter
- Consultation Paper (25) Apply Consultation Paper filter
- Speech (15) Apply Speech filter
- Decision (6) Apply Decision filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Vacancy X Summary of Conclusions X Annual Report X Technical Advice X Compliance table X Q&A X IFRS Supervisory Convergence X European Single Electronic Format X Securities Financing Transactions X Benchmarks X Transparency X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/03/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 486.27 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 06/04/2021 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 327.76 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |