ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Short Selling filter Short Selling
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Board of Supervisors (83) Apply Board of Supervisors filter
- Corporate Information (78) Apply Corporate Information filter
- Management Board (48) Apply Management Board filter
- Securities and Markets Stakeholder Group (39) Apply Securities and Markets Stakeholder Group filter
- Post Trading (24) Apply Post Trading filter
- CESR Archive (18) Apply CESR Archive filter
- Fund Management (18) Apply Fund Management filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Joint Committee (7) Apply Joint Committee filter
- Market Abuse (6) Apply Market Abuse filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Prospectus (5) Apply Prospectus filter
- Market Integrity (4) Apply Market Integrity filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (2) Apply Securitisation filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Vacancies (2) Apply Vacancies filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Vacancy filter Vacancy
- Guidelines & Recommendations (559) Apply Guidelines & Recommendations filter
- Reference (178) Apply Reference filter
- Opinion (120) Apply Opinion filter
- Press Release (110) Apply Press Release filter
- Final Report (82) Apply Final Report filter
- Report (80) Apply Report filter
- Statement (55) Apply Statement filter
- Consultation Paper (54) Apply Consultation Paper filter
- Letter (54) Apply Letter filter
- Speech (32) Apply Speech filter
- Decision (14) Apply Decision filter
- Q&A (12) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Vacancy X Summary of Conclusions X Annual Report X Technical Advice X Compliance table X IFRS Supervisory Convergence X Benchmarks X Trade Repositories X Risk Analysis & Economics - Markets Infrastructure Investors X Guidelines and Technical standards X MiFID - Secondary Markets X Short Selling X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 01/10/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 278.69 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 11/11/2021 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 179.89 KB |
||||
| 23/11/2021 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.5 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 23/11/2021 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 166.17 KB |