ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 11/01/2018 | ESMA71-99-919 | PR on CRA/TR Fees Thematic Report | Trade Repositories | Press Release | PDF 192.95 KB |
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| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
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| 23/09/2021 | ESMA71-99-1734 | Press Release- ESMA fines UnaVista trade repository €238500 for EMIR data failures | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 125.85 KB |
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| 12/07/2021 | ESMA71-99-1715 | Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 128.95 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
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| 03/10/2019 | ESMA71-99-1226 | Press release MAR review consulation | Market Abuse | Press Release | PDF 92.73 KB |
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| 15/07/2019 | ESMA71-99-1181 | Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures | Press Releases, Trade Repositories | Press Release | PDF 115.68 KB |
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| 01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
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| 02/02/2017 | ESMA71-844457584-339 | Press Release ESMA Supervision 2016 annual report and 2017 work programme | Credit Rating Agencies, Trade Repositories | Press Release | PDF 142.26 KB |
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| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
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| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
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| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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| 06/12/2017 | ESMA50-164-1173 | Press Release MiFID/MAR Transitional Transparency Calculations | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Press Releases | Press Release | PDF 225.44 KB |