ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 30/05/2018 | ESMA71-99-987 | PR on EBA-ESMA statement on retail holders of bail-inable instruments | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 281.95 KB |
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| 01/06/2018 | ESMA71-99-973 | ESMA71-99-973 Press Release Product Intervention EUOJ publication | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 241.5 KB |
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| 12/02/2018 | ESMA71-99-946 | Press release- ESAs warn consumers of risks in buying virtual currencies | MiFID - Investor Protection | Press Release | PDF 128.93 KB |
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| 18/01/2018 | ESMA71-99-930 | Product Intervention Call for Evidence PR | MiFID - Investor Protection, Press Releases | Press Release | PDF 138.63 KB |
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| 11/01/2018 | ESMA71-99-919 | PR on CRA/TR Fees Thematic Report | Trade Repositories | Press Release | PDF 192.95 KB |
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| 29/11/2017 | ESMA71-99-661 | Peer Review on MiFID Compliance Function Press Release | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 149.89 KB |
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| 26/09/2017 | ESMA71-99-599 | EBA and ESMA provide guidance to assess the suitability of management body members and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases | Press Release | PDF 243.97 KB |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders. |
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| 29/04/2022 | ESMA71-99-1935 | ESMA makes recommendations to improve investor protection | MiFID - Investor Protection, Press Releases | Press Release | PDF 161.86 KB |
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| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
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| 28/10/2021 | ESMA71-99-1752 | Press Release- ESMA addresses investment recommendations made on social media platforms | Market Integrity, MiFID - Investor Protection, Press Releases | Press Release | PDF 445.71 KB |
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| 23/09/2021 | ESMA71-99-1734 | Press Release- ESMA fines UnaVista trade repository €238500 for EMIR data failures | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 125.85 KB |
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| 12/07/2021 | ESMA71-99-1715 | Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 128.95 KB |
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| 15/07/2021 | ESMA71-99-1709 | Press Release- ESMA SPACs statement | MiFID - Investor Protection, Press Releases, Prospectus | Press Release | PDF 91.75 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 06/04/2020 | ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 109.54 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
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| 03/10/2019 | ESMA71-99-1226 | Press release MAR review consulation | Market Abuse | Press Release | PDF 92.73 KB |