ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
9
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Trade Repositories filter Trade Repositories
- CESR Archive (127) Apply CESR Archive filter
- Board of Supervisors (90) Apply Board of Supervisors filter
- Corporate Information (78) Apply Corporate Information filter
- Management Board (51) Apply Management Board filter
- Securities and Markets Stakeholder Group (41) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Post Trading (24) Apply Post Trading filter
- Fund Management (19) Apply Fund Management filter
- Joint Committee (19) Apply Joint Committee filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Prospectus (7) Apply Prospectus filter
- Market Integrity (4) Apply Market Integrity filter
- Innovation and Products (3) Apply Innovation and Products filter
- Short Selling (3) Apply Short Selling filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Vacancies (2) Apply Vacancies filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove Technical Advice filter Technical Advice
- Reference (59) Apply Reference filter
- Final Report (24) Apply Final Report filter
- Press Release (21) Apply Press Release filter
- Consultation Paper (17) Apply Consultation Paper filter
- Report (11) Apply Report filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Opinion (7) Apply Opinion filter
- Statement (7) Apply Statement filter
- Letter (5) Apply Letter filter
- Speech (5) Apply Speech filter
- Decision (4) Apply Decision filter
- Q&A (4) Apply Q&A filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Vacancy X Summary of Conclusions X Annual Report X Compliance table X CESR Document X Technical Advice X European Single Electronic Format X Trade Repositories X Market Abuse X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |