ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
41
REFINE YOUR SEARCH
Sections
- (-) Remove Prospectus filter Prospectus
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (296) Apply CESR Archive filter
- MiFID - Secondary Markets (111) Apply MiFID - Secondary Markets filter
- Board of Supervisors (92) Apply Board of Supervisors filter
- MiFID - Investor Protection (82) Apply MiFID - Investor Protection filter
- Corporate Information (81) Apply Corporate Information filter
- Post Trading (66) Apply Post Trading filter
- Management Board (51) Apply Management Board filter
- Joint Committee (48) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (43) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (41) Apply Market Integrity filter
- Short Selling (37) Apply Short Selling filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (30) Apply Fund Management filter
- Credit Rating Agencies (28) Apply Credit Rating Agencies filter
- Corporate Disclosure (27) Apply Corporate Disclosure filter
- Supervisory convergence (26) Apply Supervisory convergence filter
- Market Abuse (25) Apply Market Abuse filter
- CCP Directorate (18) Apply CCP Directorate filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- COVID-19 (14) Apply COVID-19 filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Trading (8) Apply Trading filter
- Innovation and Products (7) Apply Innovation and Products filter
- Sustainable finance (5) Apply Sustainable finance filter
- Trade Repositories (5) Apply Trade Repositories filter
- Brexit (4) Apply Brexit filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Corporate Finance (3) Apply Corporate Finance filter
- Press Releases (2) Apply Press Releases filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IAS Regulation (1) Apply IAS Regulation filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Opinion filter Opinion
- (-) Remove Annual Report filter Annual Report
- Reference (69) Apply Reference filter
- Consultation Paper (33) Apply Consultation Paper filter
- Press Release (27) Apply Press Release filter
- Statement (20) Apply Statement filter
- Letter (16) Apply Letter filter
- Report (16) Apply Report filter
- Speech (12) Apply Speech filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Q&A (6) Apply Q&A filter
- Technical Advice (4) Apply Technical Advice filter
- Compliance table (3) Apply Compliance table filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Vacancy X Summary of Conclusions X Annual Report X Opinion X Final Report X Securities Financing Transactions X Prospectus X Securitisation X Benchmarks X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/03/2011 | 2011/22 | Report- ESMA Data on Prospectuses Approved and Passported- July 2010 to December 2010 | Prospectus, Corporate Disclosure | Final Report | PDF 134.79 KB |
||||
25/09/2012 | 2012/602 | ESMA Data on Prospectuses Approved and Passported- January 2011 to December 2011 | Prospectus, Corporate Disclosure | Final Report | PDF 573.49 KB |
||||
25/09/2012 | 2012/603 | ESMA Data on Prospectuses Approved and Passported- January 2012 to June 2012 | Prospectus, Corporate Disclosure | Final Report | PDF 431.12 KB |
NOTE: This Report is an amended version of the Report published on 25 September 2012. The previously published Report was amended on 15 May 2013 following the discovery of factual errors in the statis-tical information in Section III.2. Title ESMA Data on Prospectuses Approved and Passported - January 2012 to June 2012 | |||
20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
10/06/2013 | 2013/619 | Comparison of liability regimes in Member States in relation to the Prospectus Directive | Prospectus, Corporate Disclosure | Final Report | PDF 596.91 KB |
The European Securities and Markets Authority (ESMA) has published a report on the Comparison of liability regimes in Member States in relation to the Prospectus Directive. This is the first report of its kind and provides a comparison of liability regimes covering the EEA – comprising the 27 EU Member States along with Iceland and Norway and is aimed at providing clarity for market participants about the different regimes in place. The report contains an overview of the different arrangements and frameworks in place in EEA States to address administrative, criminal, civil and governmental liability, and provides clarity to market participants about the different regimes in place. The report was compiled in response to a European Commission request of January 2011 for assistance in identifying and monitoring the different regimes in EEA states. The report does not cover how the regimes, or sanctions, are applied. Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative table of responses from EEA States Annex III Individual responses from EEA States | |||
14/06/2013 | 2013/741 | ESMA Data on Prospectuses Approved and Passported—January 2012 to December 2012 | Prospectus, Corporate Disclosure | Final Report | PDF 457.11 KB |
The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2012 to December 2012 (with a quarterly disclosure). | |||
18/12/2013 | 2013/1943 | ESMA Data on Prospectuses Approved and Passported—January 2013 to June 2013 | Prospectus, Corporate Disclosure | Final Report | PDF 338.17 KB |
||||
18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
01/04/2014 | 2014/342 | Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary- March 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 194.98 KB |
The document provides an overview of the languages that each national competent authority accepts when acting as home or host competent authority, as the case may be, for the purpose of the scrutiny of the prospectus. In addition the document outlines national requirements in relation to translation of summaries. | |||
23/10/2014 | 2014/1276 | ESMA Data on Prospectuses Approved and Passported – January 2013 to December 2013 | Prospectus, Corporate Disclosure | Final Report | PDF 285.12 KB |
The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2013 to December 2013 (with a quarterly disclosure). | |||
23/10/2014 | 2014/1277 | ESMA Data on Prospectuses Approved and Passported – January 2014 to June 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 211.96 KB |
The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2014 to June 2014 (with a quarterly disclosure). | |||
23/07/2015 | 2015/1136 | EEA prospectus activity in 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 578.07 KB |
||||
08/02/2016 | 2016/268 | Opinion on equivalence of Turkish prospectus regime | Prospectus | Opinion | PDF 98.76 KB |
||||
30/06/2016 | 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | PDF 1.23 MB |
||||
10/11/2016 | 2016-1560 | Final Report on Technical Advice under the Benchmarks Regulation | Benchmarks | Final Report | PDF 943.42 KB |
||||
02/06/2017 | ESMA70-145-81 | Final report on draft RTS on cooperation with third countries under BMR | Benchmarks | Final Report | PDF 203.07 KB |
||||
03/04/2018 | ESMA31-62-800 | Technical advice under the Prospectus Regulation | Prospectus | Final Report | PDF 4.7 MB |
||||
22/08/2018 | ESMA33-128-474 | Final Report on Technical standards on disclosure requirements under the Securitisation Regulation | Securitisation | Final Report | PDF 3.12 MB |
||||
05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
13/11/2018 | ESMA33-128-488 | Final Report Repositories Technical Standards | Securitisation | Final Report | PDF 1.55 MB |