ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
71
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Vacancy X Summary of Conclusions X Annual Report X Compliance table X IFRS Supervisory Convergence X European Single Electronic Format X Trade Repositories X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID - Investor Protection X Management Board X Post Trading X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/04/2014 2013/922 Compliance table- suitability guidelines , Compliance table PDF
74.33 KB
24/04/2014 2013/923 Compliance table- compliance guidelines , Compliance table PDF
100.87 KB
07/10/2014 2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Compliance table PDF
122.41 KB
16/02/2015 2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories , , Annual Report PDF
891.95 KB
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.
08/10/2015 2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Summary of Conclusions PDF
153.07 KB
30/11/2015 2015/MB/60rev SoC Management Board 23 September 2015 Summary of Conclusions PDF
64.17 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Summary of Conclusions PDF
63.93 KB
05/04/2016 2016/MB/18rev1 Summary of conclusions MB meeting 26/01/2016 Summary of Conclusions PDF
207.02 KB
26/05/2016 2016/MB/35rev1 Summary of conclusions MB meeting 22/03/2016 Summary of Conclusions PDF
147.69 KB
29/01/2016 2016/MB/3rev1 SoC Management Board December 2015 Summary of Conclusions PDF
159.29 KB
10/11/2016 2016/MB/80rev1 Summary of Conclusions Management Board meeting 27/09/2016 Summary of Conclusions PDF
328.13 KB
16/12/2016 2016/MB/90rev1 Summary of Conclusions Management Board meeting 08/11/2016 Summary of Conclusions PDF
229.26 KB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
16/07/2018 ESMA22-106-1021 Summary of Conclusions Management Board meeting 23 May 2018 Summary of Conclusions PDF
179.28 KB
27/09/2018 ESMA22-106-1079 Summary of Conclusions Management Board meeting 10 July 2018 Summary of Conclusions PDF
246.68 KB
07/11/2018 ESMA22-106-1339 Summary of Conclusions Management Board meeting 25 September 2018 Summary of Conclusions PDF
235.38 KB
06/12/2018 ESMA22-106-1391 Summary of Conclusions Management Board meeting 6 November 2018 Summary of Conclusions PDF
149.09 KB
22/01/2019 ESMA22-106-1604 Summary of Conclusions Management Board meeting 17 December 2018 Summary of Conclusions PDF
139.16 KB

Pages