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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
300.38 KB
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements , Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures , Technical Advice PDF
785.49 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 , , , , Annual Report PDF
825.72 KB
10/01/2019 ESMA71-99-1081 Press release- ESMA report finds investment product performance highly impacted by charges , Annual Report PDF
159.37 KB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II , Technical Advice PDF
231.84 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
10/01/2019 ESMA50-165-731 ESMA annual statistical report on performance and costs of retail investment products in the EU , Annual Report PDF
3.43 MB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
20/10/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
223.2 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
30/03/2017 ESMA22-247440098-103 Summary of Conclusions Board of Supervisors meeting 26/01/2017 Summary of Conclusions PDF
379.53 KB
18/05/2018 ESMA22-106-942 Summary of Conclusions Board of Supervisors meeting 22-23 March 2018 Summary of Conclusions PDF
400.33 KB
03/04/2018 ESMA22-106-906 Summary of Conclusions Board of Supervisors Conference call 1 March 2018 Summary of Conclusions PDF
167.28 KB
03/04/2018 ESMA22-106-900 Summary of Conclusions Board of Supervisors meeting 31 January 2018 Summary of Conclusions PDF
333.38 KB
05/02/2018 ESMA22-106-785 Summary of Conclusions Board of Supervisors Meeting 14 December 2017 Summary of Conclusions PDF
287.72 KB
17/12/2017 ESMA22-106-482 Summary of Conclusions Board of Supervisors Meeting 7 November 2017 Summary of Conclusions PDF
383.32 KB
08/11/2017 ESMA22-106-432 Summary of Conclusions Board of Supervisors meeting 27 September 2017 Summary of Conclusions PDF
285.92 KB

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