ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/04/2022 JC 2022 01 Joint Committee Annual Report 2021 Joint Committee Annual Report PDF
217.87 KB
22/02/2022 Joint Committee EFIF Summary of the January 2022 meeting Joint Committee Summary of Conclusions PDF
216.4 KB
22/02/2022 Joint Committee EFIF Summary of the October 2021 meeting Joint Committee Summary of Conclusions PDF
131.08 KB
22/02/2022 Joint Committee EFIF Summary of the June 2021 meeting Joint Committee Summary of Conclusions PDF
467.24 KB
22/02/2022 Joint Committee EFIF Summary of the April 2021 meeting Joint Committee Summary of Conclusions PDF
366.66 KB
22/02/2022 Joint Committee EFIF Summary of the February 2021 meeting Joint Committee Summary of Conclusions PDF
362.61 KB
22/02/2022 Joint Committee EFIF Summary of the October 2020 meeting Joint Committee Summary of Conclusions PDF
375.81 KB
22/02/2022 Joint Committee EFIF Summary of the July 2020 meeting Joint Committee Summary of Conclusions PDF
334.11 KB
22/02/2022 Joint Committee EFIF Summary of the April 2020 meeting Joint Committee Summary of Conclusions PDF
87.58 KB
22/02/2022 Joint Committee EFIF Summary of the December 2019 meeting Joint Committee Summary of Conclusions PDF
356.14 KB
22/02/2022 Joint Committee EFIF Summary of the September 2019 meeting Joint Committee Summary of Conclusions PDF
79.55 KB
16/12/2021 ESMA70-156-4474 Annual Report 2021 Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
1.89 MB
14/12/2021 ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations PDF
272.07 KB
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08/12/2021 ESMA70-156-4717 Guidelines on Settlement Fails Reporting Guidelines and Technical standards, Post Trading Guidelines & Recommendations PDF
556.35 KB
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28/10/2021 ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection Guidelines & Recommendations PDF
584.29 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
25/08/2021 Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations PDF
1.34 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations ZIP
7.53 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations PDF
584.04 KB
25/08/2021 Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations ZIP
6.5 MB
25/08/2021 Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations PDF
310.5 KB

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