ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Securities and Markets Stakeholder Group (132) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (107) Apply Board of Supervisors filter
- Management Board (51) Apply Management Board filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Post Trading (38) Apply Post Trading filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- MiFID - Investor Protection (33) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Brexit (31) Apply Brexit filter
- Fund Management (29) Apply Fund Management filter
- Press Releases (22) Apply Press Releases filter
- Corporate Information (21) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Market Integrity (16) Apply Market Integrity filter
- Benchmarks (12) Apply Benchmarks filter
- Innovation and Products (10) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- Trade Repositories (7) Apply Trade Repositories filter
- CCP Directorate (6) Apply CCP Directorate filter
- CESR Archive (6) Apply CESR Archive filter
- Prospectus (6) Apply Prospectus filter
- Short Selling (6) Apply Short Selling filter
- Market Abuse (5) Apply Market Abuse filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Trading (3) Apply Trading filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- International cooperation (1) Apply International cooperation filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Compliance table filter Compliance table
- Reference (154) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Press Release (42) Apply Press Release filter
- Final Report (40) Apply Final Report filter
- Letter (28) Apply Letter filter
- Consultation Paper (26) Apply Consultation Paper filter
- Report (22) Apply Report filter
- Speech (12) Apply Speech filter
- Decision (6) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Opinion (4) Apply Opinion filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Vacancy X Summary of Conclusions X Compliance table X SMSG Advice X Statement X European Single Electronic Format X Joint Committee X Sustainable finance X Warnings and publications for investors X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/07/2014 | 2014/944 | Potential Risks Associated with Investing in Contingent Convertible Instruments | Warnings and publications for investors, Innovation and Products | Statement | PDF 106.1 KB |
The European Securities and Markets Authority (ESMA) is issuing this statement to clarify to institutional investors risks from a newly emerging asset class referred to by most market participants as contingent convertibles instruments (CoCos). If they work as intended in a crisis CoCos will play an important role to inhibit risk transfer from debt holders to taxpayers. They along with standards to improve the quality and quantity of bank capital reflect a considerate response to the former regulatory capital framework. However, it is unclear as to whether investors fully consider the risks of CoCos and correctly factor those risks into their valuation. ESMA believes there are specific risks to CoCos and that investors should take those risks into consideration prior to investing in these instruments. | |||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 28/01/2016 | 2016/102 | Statement by Steven Maijoor on behalf of the ESAs | Joint Committee, Speeches | Statement | PDF 107.74 KB |
Statement at the ECON scrutiny hearing on behalf of the ESAs. |
|||
| 27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
||||
| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 13/11/2017 | ESMA50-157-828 | ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements | Innovation and Products, Warnings and publications for investors | Statement | PDF 330.73 KB |
||||
| 13/11/2017 | ESMA50-157-829 | ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) | Innovation and Products, Warnings and publications for investors | Statement | PDF 444.01 KB |
||||
| 01/06/2022 | ESMA50-164-6024 | EFIF Summary of the May 2022 meeting | Joint Committee | Summary of Conclusions | PDF 120.97 KB |
||||
| 04/05/2020 | ESMA71-99-1324 | Statement on bilateral margin RTS amendments in response to Covid-19 | COVID-19, Joint Committee, Post Trading, Press Releases | Statement | PDF 101.16 KB |
||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement |