ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
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| 13/07/2015 | SMSG 09/07/15 | SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 781.74 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
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| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
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| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
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| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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| 15/02/2017 | ESMA22-247440098-122 | Summary of Conclusions BoS SMSG meeting 10 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 137.19 KB |
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| 15/02/2017 | ESMA22-247440098-121 | Summary of Conclusions SMSG meeting 10-11 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 267.71 KB |
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| 19/03/2018 | ESMA22-106-916 | Summary of Conclusions SMSG meeting 8 February 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 360.17 KB |
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| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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| 16/01/2018 | ESMA22-106-788 | Summary of Conclusions Joint BoS SMSG meeting 8 November 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 143.39 KB |
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| 16/01/2018 | ESMA22-106-787 | Summary of Conclusions SMSG meeting 8 November 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 197.72 KB |
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| 17/11/2017 | ESMA22-106-475 | Summary of Conclusions SMSG meeting 21 September 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 206.1 KB |
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| 17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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| 23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
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| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 27/04/2022 | ESMA22-106-4024 | SMSG Recommendations in regard of the impact of inflation on investor protection | Securities and Markets Stakeholder Group | SMSG Advice | PDF 301.69 KB |