ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Securities and Markets Stakeholder Group (131) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (87) Apply Board of Supervisors filter
- Management Board (48) Apply Management Board filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Fund Management (20) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Post Trading (14) Apply Post Trading filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Sustainable finance (7) Apply Sustainable finance filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Market Abuse (5) Apply Market Abuse filter
- Corporate Information (4) Apply Corporate Information filter
- Prospectus (4) Apply Prospectus filter
- Short Selling (4) Apply Short Selling filter
- Benchmarks (3) Apply Benchmarks filter
- Market Integrity (3) Apply Market Integrity filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (136) Apply Reference filter
- Guidelines & Recommendations (80) Apply Guidelines & Recommendations filter
- Final Report (46) Apply Final Report filter
- Press Release (42) Apply Press Release filter
- Consultation Paper (40) Apply Consultation Paper filter
- Letter (30) Apply Letter filter
- Report (30) Apply Report filter
- Statement (27) Apply Statement filter
- Speech (26) Apply Speech filter
- Opinion (8) Apply Opinion filter
- Decision (6) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Vacancy X Summary of Conclusions X Compliance table X Q&A X SMSG Advice X Securities Financing Transactions X Securitisation X Innovation and Products X Joint Committee X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
01/06/2022 | ESMA50-164-6024 | EFIF Summary of the May 2022 meeting | Joint Committee | Summary of Conclusions | PDF 120.97 KB |
||||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the September 2019 meeting | Joint Committee | Summary of Conclusions | PDF 79.55 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the April 2020 meeting | Joint Committee | Summary of Conclusions | PDF 87.58 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the July 2020 meeting | Joint Committee | Summary of Conclusions | PDF 334.11 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the October 2020 meeting | Joint Committee | Summary of Conclusions | PDF 375.81 KB |