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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
23/10/2018 ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Compliance table PDF
140.8 KB
23/10/2018 ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Compliance table PDF
151.14 KB
16/02/2016 ESMA70-151-3419 Comply or explain table for G&R on PFMIs , Compliance table PDF
141.61 KB
16/02/2016 ESMA70-151-3418 Comply or explain table for G&R on IO arrangements , Compliance table PDF
141.37 KB
16/02/2016 ESMA70-151-3417 Comply or explain table for G&R on CCP college , Compliance table PDF
141.53 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
23/10/2018 ESMA70-151-1417 Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) Compliance table PDF
141.9 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
15/02/2017 ESMA22-247440098-122 Summary of Conclusions BoS SMSG meeting 10 November 2016 Summary of Conclusions PDF
137.19 KB
15/02/2017 ESMA22-247440098-121 Summary of Conclusions SMSG meeting 10-11 November 2016 Summary of Conclusions PDF
267.71 KB
19/03/2018 ESMA22-106-916 Summary of Conclusions SMSG meeting 8 February 2018 Summary of Conclusions PDF
360.17 KB
16/01/2018 ESMA22-106-788 Summary of Conclusions Joint BoS SMSG meeting 8 November 2017 Summary of Conclusions PDF
143.39 KB
16/01/2018 ESMA22-106-787 Summary of Conclusions SMSG meeting 8 November 2017 Summary of Conclusions PDF
197.72 KB
17/11/2017 ESMA22-106-475 Summary of Conclusions SMSG meeting 21 September 2017 Summary of Conclusions PDF
206.1 KB
13/09/2017 ESMA22-106-349 SoC Joint BoS and SMSG meeting 6 July 2017 Summary of Conclusions PDF
131.13 KB
13/09/2017 ESMA22-106-348 SoC SMSG meeting on 6-7 July 2017 Summary of Conclusions PDF
200.62 KB
22/06/2021 ESMA22-106-3342 Summary of conclusions SMSG- 24 March 2021 Summary of Conclusions PDF
97.07 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 , Summary of Conclusions PDF
82.2 KB