ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
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| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
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| 29/11/2019 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 448.98 KB |
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| 22/11/2019 | ESMA/2019/VAC19/AD15 | Vacancy notice- Independent member of the CCP Supervisory Committee- AD15 | Vacancies | Vacancy | PDF 237.53 KB |
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| 22/11/2019 | ESMA/2019/VAC18/AD16 | Vacancy notice- Chair of the CCP Supervisory Committee AD16 | Vacancies | Vacancy | PDF 242.92 KB |
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| 15/11/2019 | ESMA22-106-2008 | SMSG advice on UCITS performance fees | Securities and Markets Stakeholder Group | SMSG Advice | PDF 154.89 KB |
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| 15/11/2019 | ESMA22-106-2007 | SMSG advice on product intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 278.26 KB |
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| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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| 05/11/2019 | ESMA70-156-1484 | Consultation Paper on Position Limits | MiFID - Secondary Markets | Consultation Paper | PDF 549.2 KB |
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| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
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| 28/10/2019 | ESMA22-106-1991 | SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 132.03 KB |
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| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
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| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
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| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
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| 03/10/2019 | ESMA70-151-2672 | Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) | Post Trading | Consultation Paper | PDF 500.35 KB |
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| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
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| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
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| 18/09/2019 | ESMA22-106-1937 | SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape | Securities and Markets Stakeholder Group | SMSG Advice | PDF 99.67 KB |
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| 12/09/2019 | JC 2019 54 | Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.13 MB |
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| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |