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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|02/06/2020||Overview recruitments||Overview recruitments- Updated 29 May 2020||Careers, Vacancies||Reference||PDF
|25/05/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|17/04/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|13/01/2020||ESMA31-62-1409||Compliance table GLs on Risk factors||Prospectus||Reference||PDF
|04/12/2019||ESMA31-59-1417||ESMA amendments to an RTS relating to the PR||Prospectus||Reference||PDF
|02/12/2019||esma31-62-1193||List of prospectus thresholds||Corporate Disclosure, Corporate Finance, Prospectus||Reference||PDF
|12/07/2019||ESMA31-62-1333||Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation||Prospectus||Reference||DOCX
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|15/12/2017||ESMA31-62-802 reply form||Response form- Consultation Paper on draft RTS under the new Prospectus Regulation||Prospectus||Reference||DOCX
|06/07/2017||ESMA31-62-649 reply form||Response form_Consultation Paper on EU Growth prospectus||Prospectus||Reference||DOCX
|06/07/2017||ESMA31-62-532 reply form||Response form_Consultation Paper on format and content of the prospectus||Prospectus||Reference||DOCX
|06/07/2017||ESMA31-62-650 reply form||Response form_Consultation Paper on scrutiny and approval||Prospectus||Reference||DOCX
|11/02/2016||2016/214||ToR OWG Prospectus||Prospectus||Reference||PDF
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|12/09/2015||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|20/12/2013||2013/1970||Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus||Prospectus, Corporate Disclosure||Technical Standards||PDF
|The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.|
|10/12/2012||ESMA SSR Review mandate||Formal request to ESMA for technical advice on the evalutation of the short selling regulation||Short Selling||Reference||PDF
|19/10/2012||2012/680||Links to national websites for the purpose of the notification of net short positions||Short Selling||Reference||PDF