ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
51
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Prospectus filter Prospectus
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- CESR Archive (110) Apply CESR Archive filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Market Abuse (5) Apply Market Abuse filter
- Innovation and Products (3) Apply Innovation and Products filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Vacancies (2) Apply Vacancies filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Compliance table filter Compliance table
- (-) Remove CESR Document filter CESR Document
- Reference (255) Apply Reference filter
- Guidelines & Recommendations (164) Apply Guidelines & Recommendations filter
- Press Release (151) Apply Press Release filter
- Final Report (144) Apply Final Report filter
- Consultation Paper (133) Apply Consultation Paper filter
- Letter (102) Apply Letter filter
- Statement (93) Apply Statement filter
- Report (86) Apply Report filter
- Opinion (70) Apply Opinion filter
- Decision (36) Apply Decision filter
- Speech (28) Apply Speech filter
- Q&A (19) Apply Q&A filter
- Technical Standards (17) Apply Technical Standards filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Annual Report (10) Apply Annual Report filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Vacancy X Technical Advice X Compliance table X CESR Document X IFRS Supervisory Convergence X Joint Committee X Market Integrity X Prospectus X Short Selling X Credit Rating Agencies X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 11/11/2019 | ESMA70-151-2682 | Final Technical advice on Tiering Criteria under EMIR 2.2 | Post Trading | Technical Advice | PDF 544.57 KB |
||||
| 11/11/2019 | ESMA70-151-2650 | Final report on TA on EMIR_2_2_CCP fees | Post Trading | Technical Advice | PDF 606.91 KB |
||||
| 11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |