ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Procurement filter Procurement
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Sustainable finance filter Sustainable finance
- CESR Archive (200) Apply CESR Archive filter
- Corporate Information (78) Apply Corporate Information filter
- Post Trading (56) Apply Post Trading filter
- Fund Management (40) Apply Fund Management filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (32) Apply MiFID - Investor Protection filter
- Joint Committee (27) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (12) Apply Prospectus filter
- Benchmarks (11) Apply Benchmarks filter
- Market Integrity (9) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Securitisation (9) Apply Securitisation filter
- Trading (9) Apply Trading filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Short Selling (6) Apply Short Selling filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Management Board (4) Apply Management Board filter
- Market data (4) Apply Market data filter
- Transparency (4) Apply Transparency filter
- Corporate Finance (3) Apply Corporate Finance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Vacancies (2) Apply Vacancies filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove ONGOING Procedure filter ONGOING Procedure
- (-) Remove Annual Report filter Annual Report
- Reference (101) Apply Reference filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Report (56) Apply Report filter
- Press Release (42) Apply Press Release filter
- Final Report (38) Apply Final Report filter
- Letter (17) Apply Letter filter
- Speech (14) Apply Speech filter
- Statement (11) Apply Statement filter
- Q&A (5) Apply Q&A filter
- SMSG Advice (4) Apply SMSG Advice filter
- Decision (1) Apply Decision filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
22/03/2012 | 2012/212 | Discussion Paper- An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options | Corporate Disclosure, Corporate Governance | Consultation Paper | PDF 524.85 KB |
This Discussion Paper focuses on the development of the proxy advisory industry in Europe, which mainly serves institutional investors such as asset managers, mutual funds and pension funds. Following its fact-finding work in 2011, ESMA recognises the proxy advisory industry within Europe is, or is expected to be, growing in prominence and investors are, or are expected to be, increasingly using proxy advisor services. In this paper ESMA identifies several key issues related to the proxy advisory market which may have an impact on the proper functioning of the voting process. The range of policy options that ESMA will consider, and on which it seeks further input from market participants, consists of four broad areas, including: 1. No EU-level action at this stage 2. Encouraging Member States and/or industry to develop standards 3. Quasi-binding EU-level regulatory instruments 4. Binding EU-level legislative instruments ESMA will consider these options based on the feedback it receives from market participants, and, if appropriate, will undertake further policy action, either directly or by providing an opinion to the European Commission. The reason to bring up some policy options is due to the fact that proxy advisors are currently not regulated at a pan-European level. Nevertheless, there are relevant European rules that apply to investors (e.g. for UCITS management companies when exercising voting rights). In addition, there are also well-recognised corporate governance standards that apply to issuers at a national level (based on the “comply or explain approach”) and some complements to improve standards of stewardship among investors. All feedback received from this Discussion Paper will be duly considered. ESMA expects to publish a feedback statement in Q4 of 2012 which will summarise the responses received and will state ESMA’s view on whether there is a need for policy action in this area. | |||
11/01/2013 | 2013/12 | Principles for Benchmarks-Setting Processes in the EU | Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 259.33 KB |
||||
08/06/2015 | 2015/920 | Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Disclosure, Corporate Governance | Consultation Paper | PDF 337.08 KB |
Responding to this Call for Evidence ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a. respond to the question stated;b. indicate the specific question to which they relate; andc. contain a clear rationale. ESMA will consider all comments received by 27 July 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Publication of responses All contributions received will be published following the close of the Call for Evidence, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you, if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.Who should read this Call for Evidence This Call for Evidence will be of relevance to persons and entities participating in the voting chain, particularly proxy advisors, investors, companies listed in Europe, proxy solicitors and consultants. | |||
02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
||||
10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
29/03/2022 | PROC/2021/03 | Open procurement procedure – Delivery of Professional Technical Skills Development Trainings – DEADLINE 03/05/2022 – 15:00 | Procurement | ONGOING Procedure | PDF 127.53 KB |
This public procurement procedure is for “ Delivery of Professional Technical Skills Development Trainings”:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
13/04/2022 | PROC/2021/14 | Open procurement procedure – ADMS – DEADLINE 26/06/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 104.91 KB |
This public procurement procedure is for “Application Development, Maintenance and Support”: Please note that registration in the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
01/08/2022 | PROC/2022/01 | Open procurement procedure – MWS – DEADLINE 16/9/2022 – 11:00 | Procurement | ONGOING Procedure | PDF 105.08 KB |
This public procurement procedure is for “Managed Workplace Services”: Please note that registration on the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
02/08/2022 | PROC/2022/09 | Negotiated procedure- PROC/2022/09- Crypto data – DEADLINE for expression of interest 17/08/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 111.41 KB |