ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove International cooperation filter International cooperation
- Corporate Disclosure (180) Apply Corporate Disclosure filter
- CESR Archive (109) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (101) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (90) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (52) Apply Post Trading filter
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (38) Apply MiFID - Secondary Markets filter
- Joint Committee (37) Apply Joint Committee filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- Sustainable finance (22) Apply Sustainable finance filter
- Audit (15) Apply Audit filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Market Abuse (11) Apply Market Abuse filter
- Prospectus (11) Apply Prospectus filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Transparency (9) Apply Transparency filter
- Benchmarks (8) Apply Benchmarks filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Corporate Finance (8) Apply Corporate Finance filter
- Market Integrity (7) Apply Market Integrity filter
- Securitisation (6) Apply Securitisation filter
- Management Board (5) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Short Selling (4) Apply Short Selling filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Vacancies (2) Apply Vacancies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (186) Apply Reference filter
- Guidelines & Recommendations (111) Apply Guidelines & Recommendations filter
- Press Release (75) Apply Press Release filter
- Consultation Paper (71) Apply Consultation Paper filter
- Speech (49) Apply Speech filter
- Final Report (47) Apply Final Report filter
- Report (43) Apply Report filter
- Statement (36) Apply Statement filter
- Opinion (13) Apply Opinion filter
- Technical Advice (8) Apply Technical Advice filter
- Decision (4) Apply Decision filter
- Technical Standards (4) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Vacancy X Annual Report X Letter X SMSG Advice X Q&A X Compliance table X International cooperation X Trade Repositories X CCP Directorate X Innovation and Products X Fund Management X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
||||
04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
29/06/2020 | ESMA50-164-3475 | Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe | Innovation and Products | Letter | PDF 87.97 KB |
||||
09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
19/08/2020 | ESMA34-32-551 | ESMA letter on AIFMD Review | Fund Management | Letter | PDF 331.6 KB |
||||
07/08/2018 | ESMA34-32-427 | ESMA letter to EIOPA regarding AIFMD | Fund Management | Letter | PDF 203.59 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |