ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
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| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
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| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
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| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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| 06/10/2017 | ESMA/2015/BS/176 A | Amendment 2 to the Delegation Agreement- Option A rev1.1 | International cooperation | Reference | PDF 178.72 KB |
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| 06/10/2017 | ESMA/2015/BS/176 B | Amendment 2 to the Delegation Agreement- Option B rev 1.1 | International cooperation | Reference | PDF 178.86 KB |
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| 06/10/2017 | ESMA65-12-1860 | Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 188.54 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 06/10/2017 | ESMA65-12-1866 | Annex 1.1.A- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 256.71 KB |
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| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 1.3 | Annex 1.3- Description of Tasks | International cooperation | Reference | PDF 144.86 KB |
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| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 2.3 | Annex 2.3- Project Presentation Document (TRACE Project) | International cooperation | Reference | PDF 379.91 KB |
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| 06/10/2017 | ESMA65-316-2651 | Annex 3.1- Instruments SLA | International cooperation | Reference | PDF 299.44 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 3.3 | Annex 3.3- Access to Trade Repositories SLA (TRACE Project) | International cooperation | Reference | PDF 293.75 KB |
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| 06/10/2017 | ESMA65-12-1864 | Annex 4.1- Financial contributions (FIRDS Project) | International cooperation | Reference | PDF 262.05 KB |