ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (160) Apply Speeches filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Fund Management (38) Apply Fund Management filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Post Trading (27) Apply Post Trading filter
- CESR Archive (26) Apply CESR Archive filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Innovation and Products (21) Apply Innovation and Products filter
- Corporate Information (12) Apply Corporate Information filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Benchmarks (10) Apply Benchmarks filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- Transparency (7) Apply Transparency filter
- CCP Directorate (6) Apply CCP Directorate filter
- Market Integrity (6) Apply Market Integrity filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (4) Apply Short Selling filter
- COVID-19 (3) Apply COVID-19 filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Corporate Finance (2) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (2) Apply Vacancies filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Reference (138) Apply Reference filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Final Report (67) Apply Final Report filter
- Press Release (64) Apply Press Release filter
- Letter (62) Apply Letter filter
- Report (46) Apply Report filter
- Consultation Paper (43) Apply Consultation Paper filter
- Statement (35) Apply Statement filter
- Opinion (12) Apply Opinion filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Q&A (9) Apply Q&A filter
- Decision (6) Apply Decision filter
- Annual Report (5) Apply Annual Report filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Advice (3) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Vacancy X Speech X Technical Standards X Compliance table X European Single Electronic Format X Corporate Governance X Joint Committee X IFRS Supervisory Convergence X Market Abuse X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 11/11/2013 | 2013/1637 | Keynote Speech at Financial Reporting Outlook (Ernst & Young) Conference, London | IFRS Supervisory Convergence, Speeches | Speech | PDF 167.91 KB |
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote speech at the Ernst & Young Financial Reporting Outlook Conference in London. |
|||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
| 19/06/2019 | ESMA74-362-27 | Keynote by ESMA Chair at Eurofiling – European Central Bank conference | European Single Electronic Format | Speech | PDF 250.93 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |